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Coverage of regulatory developments, market trends, and operational standards across asset classes, financial products, and trading venues.
Structural Regulation
Korea Eases Criteria for Professional Investor Registration
By Editors | 14/08/2019
The move is expected to increase the pool of professional investors from under 2000 to over 370,000. A new trading venue for unlisted equity securities is also planned.
Tokenisation
Koscom to Develop New Platform for Trading Unlisted Securities
By Editors | 13/08/2019
The project, approved under the FSC’s sandbox programme, will also involve KEB Hana Bank, Hana Financial Investment and Amicus Lex, among others.
Trading & Investment
TOCOM Electricity Futures Approved for 17 September Launch
By Editors | 13/08/2019
The Tokyo Commodity Exchange has been granted approval to list electricity futures, after applying for a trial listing in March.
Trading & Investment
Thailand, Cambodia to Cooperate on Cross-Border Listings
By Editors | 13/08/2019
Thailand and Cambodia’s securities regulators have agreed on a plan to enable cross-border equity offerings and depositary receipts in a bid to boost the development of the CSX.
AI Risk & Governance
FSC Korea Set to Authorise First Robo Fund Manager, Shinhan AI
By Editors | 12/08/2019
The FSC has granted approval to Shinhan AI to operate as an investment consulting service, and is expected to soon grant it an asset management licence.
Trading & Investment
Opening Up China’s Futures Market: A Consistent Message
By Manesh Samtani | 12/08/2019
Since the start of this year, Chinese regulators have been consistent about a plan to opening up the futures market to foreign investors.
Trading & Investment
China Relaxes ‘One Size Fits All’ Margin Financing Rules
By Editors | 12/08/2019
Brokerage firms can set lower thresholds before margin calls need to be initiated, and can accept additional forms of collateral to make up any shortfalls.
Trading & Investment
ISDA Consultation on LIBOR Pre-Cessation Reveals Mixed Results
By Editors | 12/08/2019
ISDA received responses from 89 entities expressing a “wide variety of views” on whether and how to implement a pre-cessation trigger, with no clear majority for any approach.
Trading & Investment
RBI Task Force Suggests Enhancements to Onshore Rupee Market
By Editors | 10/08/2019
The task force recommends implementation of margin requirements for non-centrally cleared OTC derivatives “at the earliest”.
Trading & Investment
China Allows Banks to Trade Bonds Via Stock Exchanges
By Editors | 08/08/2019
Currently, Chinese banks mostly trade bonds only in the interbank market. The move will increase their allowed scope for bond investments and improve the real economy’s access to financing.
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