Trading & Investment

    Coverage of regulatory developments, market trends, and operational standards across asset classes, financial products, and trading venues.

    Structural Regulation

    Korea Eases Criteria for Professional Investor Registration

    By Editors | 14/08/2019

    The move is expected to increase the pool of professional investors from under 2000 to over 370,000. A new trading venue for unlisted equity securities is also planned.

    Tokenisation

    Koscom to Develop New Platform for Trading Unlisted Securities

    By Editors | 13/08/2019

    The project, approved under the FSC’s sandbox programme, will also involve KEB Hana Bank, Hana Financial Investment and Amicus Lex, among others.

    Trading & Investment

    TOCOM Electricity Futures Approved for 17 September Launch

    By Editors | 13/08/2019

    The Tokyo Commodity Exchange has been granted approval to list electricity futures, after applying for a trial listing in March.

    Trading & Investment

    Thailand, Cambodia to Cooperate on Cross-Border Listings

    By Editors | 13/08/2019

    Thailand and Cambodia’s securities regulators have agreed on a plan to enable cross-border equity offerings and depositary receipts in a bid to boost the development of the CSX.

    AI Risk & Governance

    FSC Korea Set to Authorise First Robo Fund Manager, Shinhan AI

    By Editors | 12/08/2019

    The FSC has granted approval to Shinhan AI to operate as an investment consulting service, and is expected to soon grant it an asset management licence.

    Trading & Investment

    Opening Up China’s Futures Market: A Consistent Message

    By Manesh Samtani | 12/08/2019

    Since the start of this year, Chinese regulators have been consistent about a plan to opening up the futures market to foreign investors.

    Trading & Investment

    China Relaxes ‘One Size Fits All’ Margin Financing Rules

    By Editors | 12/08/2019

    Brokerage firms can set lower thresholds before margin calls need to be initiated, and can accept additional forms of collateral to make up any shortfalls.

    Trading & Investment

    ISDA Consultation on LIBOR Pre-Cessation Reveals Mixed Results

    By Editors | 12/08/2019

    ISDA received responses from 89 entities expressing a “wide variety of views” on whether and how to implement a pre-cessation trigger, with no clear majority for any approach.

    Trading & Investment

    RBI Task Force Suggests Enhancements to Onshore Rupee Market

    By Editors | 10/08/2019

    The task force recommends implementation of margin requirements for non-centrally cleared OTC derivatives “at the earliest”.

    Trading & Investment

    China Allows Banks to Trade Bonds Via Stock Exchanges

    By Editors | 08/08/2019

    Currently, Chinese banks mostly trade bonds only in the interbank market. The move will increase their allowed scope for bond investments and improve the real economy’s access to financing.

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