Trading & Investment

    Coverage of regulatory developments, market trends, and operational standards across asset classes, financial products, and trading venues.

    Trading & Investment

    PBOC Suspends Traders for ‘Abnormal’ Overnight Repo Transactions

    By Editors | 09/07/2019

    The trades involved overnight bond repo transactions in the interbank market at prices below normal market rates.

    Trading & Investment

    SSE STAR Market to Start Trading on 22 July

    By Editors | 08/07/2019

    The Shanghai Stock Exchange has said the first batch of listings on the new science and technology innovation board will start trading on 22 July.

    Trading & Investment

    Philippine SEC Drafts Framework for Cross-border Publication of Research

    By Editors | 08/07/2019

    Under the draft framework, capital market professionals authorised by the SEC can issue research reports in ASEAN countries that are MoU signatories: Malaysia, Singapore and Thailand.

    Trading & Investment

    China to Launch New Futures Contracts

    By Editors | 08/07/2019

    China will launch futures contracts in urea, rubber and glutinous rice, and potentially stainless steel futures later in the year.

    Trading & Investment

    HKEX to Expand Closing Auction Session to All Equities, Funds

    By Editors | 08/07/2019

    The expansion will help improve trading liquidity at close, simplifying operations of market participants, and standardise closing times for equities.

    Structural Regulation

    China to Resume Approvals for Domestically Funded Securities Firms

    By Editors | 07/07/2019

    All newly approved brokerages since 2008 have been joint ventures between domestic and foreign investors. But market access should also be broadened to domestic investors, the CSRC says.

    Trading & Investment

    China to Trial Discretionary Control for Investment Advisers

    By Editors | 06/07/2019

    Participating companies will be allowed to take full discretionary control of their clients’ investments, and charge fees based on AUM and performance.

    Structural Regulation

    JPMorgan, Morgan Stanley to Take Control of China JVs

    By Editors | 06/07/2019

    JPMorgan is likely to become the first foreign firm to gain a controlling stake in an asset management joint venture in China, while Morgan Stanley may soon control its China securities unit.

    Structural Regulation

    CBIRC Green-Lights Three City Commercial Banks’ WMP Units

    By Editors | 05/07/2019

    Bank of Hangzhou, Bank of Ningbo and Huishang Bank will form the first batch of city commercial banks to join larger rivals in setting up wealth management subsidiaries.

    Trading & Investment

    Vietnam Launches Covered Warrants, Govt Bond Futures

    By Editors | 04/07/2019

    The Ho Chi Minh City Stock Exchange has launched trading in covered warrants; the Hanoi Stock Exchange has launched a new government bond futures contract.

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