Trading & Investment

    Coverage of regulatory developments, market trends, and operational standards across asset classes, financial products, and trading venues.

    Trading & Investment

    Stock Connect Investors Gain Access to Onshore Yuan Rates

    By Editors | 24/06/2019

    Under the new arrangement, northbound Stock Connect investors will be able to hedge yuan exposures using the onshore exchange rate for the first time.

    Structural Regulation

    ASIFMA Standardises Underwriter Documentation for Hong Kong IPOs

    By Manesh Samtani | 24/06/2019

    The initiative will promote efficiency and reduce costs and legal risks by offering standardised forms for agreements among underwriters and between underwriting syndicates.

    Trading & Investment

    Hong Kong SFC Releases 2018-19 Annual Report

    By Editors | 24/06/2019

    The SFC is working to introduce an investor identification regime for southbound Stock Connect trading in mid-2019, and considering adopting a market-wide circuit breaker mechanism.

    Trading & Investment

    RBI Retail FX Trading Platform Set for 5 August Launch

    By Editors | 21/06/2019

    The RBI has said that FX-Retail, the electronic platform for retail foreign exchange trading, will be launched on 5 August.

    Trading & Investment

    SEBI Tightens Rules on Handling of Client Securities

    By Editors | 21/06/2019

    SEBI has issued new rules governing the management and disposal of client securities held by trading and clearing members.

    AI Risk & Governance

    Korea FSS to Use Artificial Intelligence for PE Fund Screening

    By Editors | 20/06/2019

    The proposed AI system will be used to analyse the terms and conditions of new private equity fund contracts to increase screening speed and efficiency.

    Trading & Investment

    Vietnam Government Bond Futures Set for 4 July Launch

    By Editors | 20/06/2019

    Government bond futures will be the second derivatives market product launched by the Hanoi Stock Exchange since it started index futures in August 2017.

    Trading & Investment

    SEBI Allows Exchanges to Introduce Commodity Index Futures

    By Editors | 19/06/2019

    Following an earlier consultation paper, SEBI has approved the trading of commodity index futures on relevant local exchanges.

    Market Abuse

    SSE Issues Rules to Curb Abnormal Trading on New Board

    By Editors | 19/06/2019

    The rules are aimed at preventing large market fluctuations, while maintaining market liquidity, the Shanghai Stock Exchange said.

    Trading & Investment

    HKEX Announces Launch of First Active ETF

    By Editors | 19/06/2019

    The introduction of active ETFs in Hong Kong is another step towards HKEX’s goal of becoming a hub for the issuance and trading of ETFs.

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