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Coverage of regulatory developments, market trends, and operational standards across asset classes, financial products, and trading venues.
Trading & Investment
KRX Obtains SEC Class Relief on Index, Stock Options
By Editors | 20/09/2018
Korea Exchange members can now directly market options on local indexes and 31 individual stocks to US institutional investors.
Trading & Investment
India Allows Foreign Investment In Commodity Derivatives
By Garima Chitkara | 20/09/2018
Foreign investors with direct exposure to commodities can trade commodity derivatives in India. BSE and NSE to start offering commodity derivatives from 1 October.
Trading & Investment
High Speed Markets a Challenge for Central Banks
By Manesh Samtani | 20/09/2018
Modern market infrastructure and the volumes of data they bring present a challenge to central banks in the way they monitor markets to fulfil their mandates.
Trading & Investment
Malaysia Expands Retail Access to Fixed Income Market
By Editors | 20/09/2018
Securities Commission has liberalised its framework for retail investment in bond and sukuk products, effective from 11 October.
Trading & Investment
SEBI Imposes New Caps on Mutual Fund Fees
By Manesh Samtani | 19/09/2018
The new caps link total expense ratios to assets under management, in a bid to pass on the benefits of scale to investors and improve transparency in the industry.
Trading & Investment
Chinese Brokers Receive Lukewarm Response from Expat Investors
By Manesh Samtani | 18/09/2018
Foreign nationals in China can now open trading accounts at local brokerages, but so far brokers and investors appear unenthusiastic, say reports.
Market Abuse
ASIC Pursues Civil Penalty for ANZ Disclosure Breach
By Manesh Samtani | 17/09/2018
ANZ failed to disclose in its 2015 capital raising that underwriters Citi and Deutsche took up one-third of its share placement.
Trading & Investment
Taiwan to Launch Exchange Traded Notes in Q2 2019
By Editors | 17/09/2018
Brokers issuing ETNs must have a net worth exceeding $325mn and a capital adequacy ratio of at least 250%.
Trading & Investment
NEX Launches OTC Derivatives Reporting Solution in Australia
By Editors | 17/09/2018
The solution ensures data integrity and quality before delivery to CME Group or DTCC Asia licensed trade repositories.
Trading & Investment
KRX Tightens Per-Order Limit for Stock Trades
By Editors | 14/09/2018
Investors will be allowed to buy a maximum of 1% of a company’s total shares starting 17 September, a rule aimed at preventing error trades.
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