Trading & Investment

    Coverage of regulatory developments, market trends, and operational standards across asset classes, financial products, and trading venues.

    Structural Regulation

    India Puts Funds Passporting On Hold

    By Garima Chitkara | 30/04/2018

    Local press reports say SEBI is concerned about excessive foreign money into the country’s nascent mutual funds industry making it susceptible to fund volatility.

    Trading & Investment

    China Securities Regulator Encourages Rental Property Securitisation

    By Editors | 28/04/2018

    CSRC says rental asset-backed REITs will allow property developers to raise funds, reduce leverage and diversify investment options.

    Trading & Investment

    Indian Exchanges Enable Retail Investment in Gov’t Securities

    By Editors | 27/04/2018

    BSE and NSE have launched online platforms for retail investors to participate in weekly RBI auctions for government securities and treasury bills.

    Structural Regulation

    HKEX New Listing Regime Adds Dual-Class Shares

    By JP Reimann | 26/04/2018

    In biggest rule changes in two decades, innovative and emerging companies with weighted voting rights structures will be able to list in Hong Kong from Monday.

    Trading & Investment

    China Allows Domestic Investors to Buy Hong Kong Equity Research

    By Editors | 26/04/2018

    The CSRC has allowed certain types of Hong Kong brokerages to sell locally-focused research to Chinese mainland investors as it looks to further integrate the two markets.

    Cybersecurity

    SEBI Proposes Biometric Authentication for Mobile App Stock Trading

    By Garima Chitkara | 26/04/2018

    Indian securities regulator is consulting the industry on potential guidelines for finger print and iris-scan authentication for stock trading through mobile apps, in a bid to protect the capital markets against cyberattacks.

    Trading & Investment

    China Launches Pilot to Enable Trading of Restricted H-Shares

    By Manesh Samtani | 24/04/2018

    Founding and controller shareholders of HK-listed Chinese companies will be able to convert non-tradable stock into ordinary H-shares, starting with Legend Holdings.

    Structural Regulation

    SEBI Releases New Guidelines for RTAs, Corporate issuers

    By Garima Chitkara | 23/04/2018

    New guidelines strengthen risk management, documentation and communication norms for RTAs (registrar and share transfer agents).

    Trading & Investment

    SEBI to Reduce Debt Issuance Timeline to Six Days

    By Garima Chitkara | 23/04/2018

    SEBI looking to bring down time to issue debt securities from 12 to six days by mandating the online mechanism for blocking application funds for subscription of debt securities.

    Trading & Investment

    HKEX Launches After Hours Market for Index Options

    By Editors | 20/04/2018

    HSI, HSCEI and Mini HSI will be tradeable between 5:15pm and 1:00am, with a trading halt mechanism in place to avoid extreme price movements.

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