Trading & Investment

    Coverage of regulatory developments, market trends, and operational standards across asset classes, financial products, and trading venues.

    Trading & Investment

    FSS Korea Probes Overseas Investment Practices of Securities Firms

    By Mark Johnston | 08/12/2025

    The FSS is inspecting fees, marketing, and FX practices amid industry unease over being scapegoated for currency depreciation.

    Trading & Investment

    Indonesia in Final Stages of Launching Regulatory Framework for Gold ETFs

    By Nithya Subramanian | 07/12/2025

    OJK confirmed that the finalised framework for gold ETFs will be issued by end 2025. Mutual fund manager BRI-MI has announced plans to launch a product.

    Trading & Investment

    ASIC Orders FXCM to Stop Issuing CFDs to Retail Investors

    By Sanday Chongo Kabange | 05/12/2025

    The interim stop order cites deficiencies in the firm's target market determination under design and distribution obligations.

    Trading & Investment

    Philippine SEC Proposes Regulatory Framework for Sukuk Market

    By Sanday Chongo Kabange | 05/12/2025

    The draft rules outline requirements for issuers, Shari'ah governance, and disclosure to help develop the country's Islamic finance sector.

    Structural Regulation

    SEBI Creates Single-Window Entry for Global Investors

    By Nithya Subramanian | 05/12/2025

    New unified rules will let sovereign wealth funds and other low-risk institutions access both FPI and FVCI routes through one registration.

    Trading & Investment

    SEBI Proposes New Position Limit Rules for Equity Derivatives

    By Nithya Subramanian | 05/12/2025

    The regulator plans to align position limits with delta-based metrics and introduce slab-based caps to strengthen risk monitoring in index derivatives.

    Structural Regulation

    Canadian Exchange Considers Acquiring Cboe Australia as SGX Denies Making Bid

    By Sanday Chongo Kabange | 05/12/2025

    The CSE is considering buying Cboe's Australian assets, aiming to expand its footprint after already having acquired the National Stock Exchange.

    Trading & Investment

    Korea Details New Rules for BDC Funds to Boost Venture Investments

    By Sanday Chongo Kabange | 05/12/2025

    The framework sets investment mandates, investor protections, and licensing requirements for publicly offered funds targeting innovative and unlisted companies.

    Trading & Investment

    Russia Launches First Yuan Bond, Boosting China's Currency Ambitions

    By Sanday Chongo Kabange | 05/12/2025

    Russia turns to the Chinese currency for domestic fundraising amid Western sanctions, providing a sovereign benchmark for corporate issuers.

    Structural Regulation

    CBSL Approves Acquisition of HSBC Retail Arm in Sri Lanka

    By Editors | 05/12/2025

    The deal, impacting around 200,000 customers, is expected to close in the first half of 2026 pending further requirements.

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