Trading & Investment

    Coverage of regulatory developments, market trends, and operational standards across asset classes, financial products, and trading venues.

    Trading & Investment

    Malaysia to Ease ETF Regulations

    By Samuel Riding | 19/05/2017

    Issuer capital requirement, distribution and permissible products to be expanded.

    Trading & Investment

    HKMA, PBOC Confirm Bond Connect

    By Samuel Riding | 17/05/2017

    Programme to launch with northbound trading only; rules to mirror those for overseas investors in inter-bank bond market.

    Trading & Investment

    Pakistan to Introduce Single Stock Options in 3Q

    By Samuel Riding | 15/05/2017

    Exchange expects move to increase market volume by 2-3x.

    AI Risk & Governance

    Malaysia Launches Automated Portfolio Management Regime

    By Samuel Riding | 10/05/2017

    New framework on licensing and conduct designed to increase wealth management channels.

    Trading & Investment

    SFC Launches Robo-advice Consultation

    By Samuel Riding | 08/05/2017

    Proposed rules cover governance, suitability requirements and complex product sales.

    Trading & Investment

    Algo Trading: ‘I’m Sorry Dave, I’m Afraid I Can’t Do That’

    By Peter Guy | 08/05/2017

    Increasingly complex trading algorithms challenge regulators’ and banks’ ability to manage risks.

    Trading & Investment

    Regulatory Imperatives on Asia’s Derivatives Frontier

    By Samuel Riding | 27/04/2017

    The right regulatory framework and local expertise will be essential as new markets develop.

    Trading & Investment

    SEBI Confirms Introduction of Commodity Options

    By Samuel Riding | 27/04/2017

    Other new initiatives cover equity/commodity licensing unification; mutual fund purchases via e-wallet.

    Trading & Investment

    Technology, Regulation and the Future of FX Trading

    By Peter Guy | 24/04/2017

    Regulations and fintech are competing to determine trading’s new frontiers.

    Trading & Investment

    India Allows Equity Derivatives at IFSCs

    By Samuel Riding | 17/04/2017

    Position limit set at 10% of free float; 50% of domestic market MWPL by value.

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