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Coverage of regulatory developments, market trends, and operational standards across asset classes, financial products, and trading venues.
Trading & Investment
Malaysia to Ease ETF Regulations
By Samuel Riding | 19/05/2017
Issuer capital requirement, distribution and permissible products to be expanded.
Trading & Investment
HKMA, PBOC Confirm Bond Connect
By Samuel Riding | 17/05/2017
Programme to launch with northbound trading only; rules to mirror those for overseas investors in inter-bank bond market.
Trading & Investment
Pakistan to Introduce Single Stock Options in 3Q
By Samuel Riding | 15/05/2017
Exchange expects move to increase market volume by 2-3x.
AI Risk & Governance
Malaysia Launches Automated Portfolio Management Regime
By Samuel Riding | 10/05/2017
New framework on licensing and conduct designed to increase wealth management channels.
Trading & Investment
SFC Launches Robo-advice Consultation
By Samuel Riding | 08/05/2017
Proposed rules cover governance, suitability requirements and complex product sales.
Trading & Investment
Algo Trading: ‘I’m Sorry Dave, I’m Afraid I Can’t Do That’
By Peter Guy | 08/05/2017
Increasingly complex trading algorithms challenge regulators’ and banks’ ability to manage risks.
Trading & Investment
Regulatory Imperatives on Asia’s Derivatives Frontier
By Samuel Riding | 27/04/2017
The right regulatory framework and local expertise will be essential as new markets develop.
Trading & Investment
SEBI Confirms Introduction of Commodity Options
By Samuel Riding | 27/04/2017
Other new initiatives cover equity/commodity licensing unification; mutual fund purchases via e-wallet.
Trading & Investment
Technology, Regulation and the Future of FX Trading
By Peter Guy | 24/04/2017
Regulations and fintech are competing to determine trading’s new frontiers.
Trading & Investment
India Allows Equity Derivatives at IFSCs
By Samuel Riding | 17/04/2017
Position limit set at 10% of free float; 50% of domestic market MWPL by value.
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