Trading & Investment

Trading & Investment

China Bans Futures Broker Margin Financing

By Samuel Riding | 11/11/2016

CSRC calls for tighter monitoring to deflate cool market amid growing volatility.

Trading & Investment

Korea Reveals New Short-Selling, Disclosure Rules

By Samuel Riding | 11/11/2016

Regulator aims to prevent market volatility and enhance supervision of possible illegal transactions.

Market Abuse

SSE Reports Insurance Firm to Securities Commission

By Samuel Riding | 10/11/2016

Exchange says insurer almost exclusively made short-term trades for 10 months.

Trading & Investment

MAS Deputy MD Appointed Chair of GEM Committee

By Samuel Riding | 09/11/2016

Jacqueline Loh will serve for three years as chair of Global Economy Meeting’s Markets Committee.

Structural Regulation

Rise in Complaints Warrants HK IPO Reform – SFC

By Samuel Riding | 09/11/2016

Proposed listing reforms will enhance SFC’s transparency, accountability and efficiency, CEO says.

Trading & Investment

Pakistan Eases Fund Distributor Requirements

By Samuel Riding | 09/11/2016

New rules aim to promote culture of savings and investment; increase outreach.

Structural Regulation

Singapore Parliament Considers Boost to MAS Powers

By Samuel Riding | 08/11/2016

Amended bill would give more powers to the financial regulator, enhance regulatory safeguards.

Trading & Investment

HK Launches Best Execution Review

By Samuel Riding | 07/11/2016

Securities regulator to conduct on-site inspections, benchmark vs other regulators.

Market Abuse

China Warns of Market Manipulation via Stock Connect

By Samuel Riding | 07/11/2016

CSRC holds joint training session with Hong Kong regulator, issues warning statement.