Trading & Investment

Trading & Investment

IOSCO Issues CIS Fees Guidance

By Samuel Riding | 29/08/2016

Report suggests best practice based on review conducted in 2015.

Structural Regulation

Thailand to Enhance Securities Account Custody Rules

By Samuel Riding | 28/08/2016

Revisions would allow intermediaries to place client assets in more product types.

Trading & Investment

Foreign Portfolio Investment in Vietnam Hits Record High

By Samuel Riding | 26/08/2016

Stock exchange market cap of $71.3bn represents 38% of GDP, a 6-year high.

Trading & Investment

Indonesia to Allow CP, NCDs

By Samuel Riding | 26/08/2016

Central bank aims to encourage lenders to free up capital; avoid adding to $24.28bn in liquidity already parked with it by lenders.

Market Abuse

Chinese Affiliate of Dutch HFT Firm in CSRC Probe

By Samuel Riding | 26/08/2016

IMC says it is cooperating with regulator on inquiry into Shanghai-based operation.

Trading & Investment

Japan Eyes Margin Trading Liberalisation

By Samuel Riding | 26/08/2016

FSA could end ‘off-exchange’ ban, allow trading at night and on public holidays.

Fraud, Scams & Cybercrime

Five India Brokers Sued for Mis-selling

By Samuel Riding | 26/08/2016

Civil cases follow Enforcement Directorate, SEBI investigations into alleged $836mn scam.

Trading & Investment

PSX Eyes International Investment

By Samuel Riding | 25/08/2016

Managing director says exchange aims to introduce derivatives, improve technology and sell overseas.

Structural Regulation

Indonesia Eases Investment Norms

By Samuel Riding | 25/08/2016

Regulations on limited participation funds, fund management contracts aim to attract tax amnesty funds.