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Coverage of regulatory developments, market trends, and operational standards across asset classes, financial products, and trading venues.
Structural Regulation
China Proposes to Ban Backdoor Fund Raisings
By Samuel Riding | 20/06/2016
Securities regulator also doubles lock-in period for shareholders in restructured companies.
Trading & Investment
Singapore’s GIC Bidding for NSE Stake
By Samuel Riding | 17/06/2016
Sovereign wealth fund teams up with local PE firm ChrysCapital to buy 5% stake in Indian exchange.
Trading & Investment
BSE to Test Trading at Disaster Recovery Site
By Samuel Riding | 16/06/2016
BSE (Bombay Stock Exchange) will conduct a mock trading session from a disaster recovery site in Hyderabad to test the strength of its systems.
Emerging Prudential Risks
Regulation and the Buy Side’s Role in Liquidity
By Samuel Riding | 16/06/2016
Asian regulators are starting to consider how to minimise the risks in investment funds’ growing role as market makers.
Trading & Investment
SEBI Eyes Lower Mutual Fund TER Limit
By Samuel Riding | 15/06/2016
Regulator could eventually limit total expense ratios to 1.5 percent.
Trading & Investment
FIX Develops MiFID Reporting Protocol
By Samuel Riding | 14/06/2016
Protocol covers transmission of MiFID II transaction reports to approved mechanisms.
Trading & Investment
India to Ease Access for Foreign Fund Managers
By Samuel Riding | 13/06/2016
SEBI will also loosen REIT investment, sponsor, offer size and related-party transaction rules.
Structural Regulation
MAS Eases Start-up, SME Crowd-funding Access
By Samuel Riding | 09/06/2016
Regulator to simplify qualification for issuers raising less than SGD5 million.
Trading & Investment
China Grants 1st RQFII Quota to US
By Editors | 08/06/2016
USD38 billion quota is the second largest after Hong Kong’s.
Structural Regulation
ADB Advising on Sri Lanka Regulatory Reform
By Samuel Riding | 07/06/2016
Development bank to work with authorities on policy and institutional changes.
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