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News on frameworks, regulations, and major events related to risks arising from internal processes, systems failures, human errors, or external disruptions.
Operational Risk
APRA CPS 226 to Include Framework for Substituted Compliance
By Garima Chitkara | 10/08/2017
Update allows for determining the status of a foreign counterparty and use its status under the margin requirements of the relevant foreign jurisdiction.
Emerging Prudential Risks
Systemic Risk Key Focus for China’s Regulators
By Garima Chitkara | 01/08/2017
The Chinese government made systemic risk in the country’s financial sector its main priority during its mid-year work conference.
Market Risk
OTC Margining in Asia – Still Unfinished Business
By Matthieu Sachot | 31/07/2017
With the 1st September deadline looming, three key points – besides the risk of regulatory breach – are gaining the financial industry’s attention in Asia.
Conduct, Culture & Accountability
ASIC Chief Sets out Firms’ Conduct Failings
By Editors | 27/07/2017
Chairman Greg Medcraft suggests firms aren’t linking conduct to other areas of risk; message might not be getting through to […]
Cybersecurity
Emerging Asian Markets Suffer Shutdowns, Cyberattacks
By Editors | 17/07/2017
Exchanges in India and Indonesia suffer outages, citing ‘technical issues’; brokers connected to Bursa Malaysia report spate of cyberattacks on two separate days.
Credit Risk
Bank Risks Under Control, Market Supervision to Intensify – China Regulators
By Editors | 13/07/2017
Senior banking regulator suggests number of illegal fundraisings has declined sharply; counterpart at CSRC says to continue crackdown on market malfeasance.
Conduct, Culture & Accountability
GRC – The Path to Managing Regulatory Change Intelligently
By Derek McGibney | 29/06/2017
Why small and medium-sized firms don’t need an ‘oversized’ compliance effort.
Market Risk
Updated – Singapore to Delay FRTB, IRRBB, SA-CCR
By Samuel Riding | 22/06/2017
MAS has privately told banks it will alter the implementation timelines for several regulations including FRTB, Regulation Asia can reveal.
Structural Regulation
Vietnam, China, India APAC’s Most Complex Tax Regimes – Report
By Editors | 19/06/2017
Vietnam, China and India have the most complex tax regimes in Asia Pacific – and represent three of the most […]
Cybersecurity
India Tightens Cybersecurity Requirements for NBFCs
By Editors | 12/06/2017
RBI (the Reserve Bank of India) issued directions to the country’s NBFCs (non-banking finance companies) on information technology and security, […]
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