Operational Risk

    News on frameworks, regulations, and major events related to risks arising from internal processes, systems failures, human errors, or external disruptions.

    Operational Risk

    Australian Regulator Releases Enhanced Guidance on Risk Management

    By Editors | 04/02/2014

    The Australian Prudential Regulation Authority has released a package that harmonises and enhances its current risk management requirements.

    Anti-Money Laundering

    Basel Committee Issues Anti-Money Laundering Risk Guidelines

    By Editors | 16/01/2014

    Prudent management of these risks together with effective supervisory oversight is critical in protecting the safety and soundness of banks.

    Emerging Prudential Risks

    SFC Report Shows Trends in Risk & Risk Mitigation

    By Editors | 19/12/2013

    The Hong Kong Securities and Futures Commission (SFC) has released a report unveiling the trends in risk and risk mitigation. […]

    Operational Risk

    MAS Consultation Paper on Changes to Banking Act

    By Editors | 29/11/2013

    The Monetary Authority of Singapore (MAS) is proposing several changes to the Banking Act (BA) to strengthen its supervisory oversight […]

    Structural Regulation

    SGX Names New Chief Regulatory and Chief Risk Officers

    By Editors | 25/11/2013

    Singapore Exchange (SGX) has announced that Yeo Lian Sim is retiring as Chief Regulatory & Risk Officer at the end […]

    Structural Regulation

    Regulatory Fragmentation Challenge to Asset Management Industry

    By Editors | 10/10/2013

    A State Street survey of the Asset Management industry in APAC highlights significant challenges to capitalising on opportunities in the […]

    Data Privacy

    APRA Releases Final Guidance on Managing Data Risk

    By Editors | 02/09/2013

    The Australian Prudential Regulation Authority (APRA) today released in final form its prudential practice guide on the management of data […]

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