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Operational Risk
News on frameworks, regulations, and major events related to risks arising from internal processes, systems failures, human errors, or external disruptions.
Credit Risk
Korea to Partially Refund Interest Paid by Small Merchant Borrowers
By Editors | 12/03/2024
Small merchants who borrowed from nonbank financial institutions with interest rates ranging from 5 to 7 percent can apply for partial refunds.
Clearing & Post-Trade
US Fed Updates OpRisk Rules for Major Clearing Organisations
By Editors | 10/03/2024
Designated clearing and settlement utilities are required to establish an incident management framework and advance their cyber resilience capabilities.
Liquidity Risk
AMFI Directs AMCs to Disclose Monthly Stress Test Results
By Ajoy K Das | 10/03/2024
The disclosures are intended to enhance transparency and provide investors with more insight into the risk profiles of small and mid-cap mutual fund schemes.
Conduct, Culture & Accountability
Bangladesh Bank Establishes Committee to Vet Bank CEO Nominees
By Ajoy K Das | 07/03/2024
Central bank to approve appointment of CEOs at banks only after receiving positive report from the committee Bangladesh Bank has […]
Credit Risk
HK Banks Stop Offering Mortgage Loans for Speculation
By Editors | 07/03/2024
Many banks have stopped providing mortgages for confirmor transactions, due to signs that speculative interest is reemerging in the property market.
Supervision & Enforcement
RBI Imposes Business Restrictions on IIFL Finance Limited
By Ajoy K Das | 07/03/2024
IIFL Finance provided customers gold loans in excess of the statutory LTV limit, among several other supervisory concerns.
Anti-Money Laundering
BSP to Enhance Reporting Rules for Money Services Businesses
By Editors | 06/03/2024
MSBs would also need to notify the BSP within five days of any event which may have a significant negative impact on their business or reputation.
Supervision & Enforcement
RBI Imposes Restrictions on Systemically Important NBFC
By Ajoy K Das | 06/03/2024
The RBI said JM Financial Products “repeatedly” helped customers bid for IPO and NCD offerings using loaned funds, in violation of the regulations.
Supervision & Enforcement
RBI Consolidates Reg Reporting Instructions Into Single Document
By Ajoy K Das | 29/02/2024
The consolidation exercise was aimed at creating a single reference for all supervisory returns and harmonising the timelines for return submissions.
Liquidity Risk
SEBI Seeking Greater Transparency from Small, Mid-cap Funds
By Ajoy K Das | 28/02/2024
High inflows into small and mid-cap funds have raised concerns about potential liquidity challenges in the event of large redemptions.
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