Prudential Risk

Liquidity Risk

New Zealand Will Not Adopt LCR, NSFR, Says RBNZ

By Manesh Samtani | 06/12/2023

The RBNZ will release a third consultation on its liquidity policy in Q2 2024 proposing simplified liquidity requirements for smaller deposit takers.

Supervision & Enforcement

China Fines Citic Bank and Others for Regulator Violations

By Editors | 06/12/2023

China Citic Bank was fined CNY 225 million for 56 regulatory violations. Multiple other banks, asset managers, and insurers were also fined.

Capital Adequacy

Singapore Banks Cite Market, Operational Risks as Basel III Challenges

By Nithya Subramanian | 05/12/2023

With MAS implementing the last phase of Basel III requirements from July 2024, local banks have installed strong controls and programmes to ensure compliance.

Liquidity Risk

MAS Proposes Revisions to Capital Framework for AEs & ACHs

By Editors | 05/12/2023

The current capital framework for Approved Exchanges and Approved Clearing Houses may not adequately address liquidity risks, MAS said.

Operational Risk

FSB Finalises Third-Party Risk Management Toolkit

By Editors | 05/12/2023

Tools are provided to help FIs identify critical services and manage third-party risks, and to help regulators supervise such risks.

Trading & Investment

Philippines: Trust Entities Allows to Access Primary Market for BSP Securities

By Mark Johnston | 01/12/2023

Trust entities have so far only been able to trade BSP securities in the secondary market. The change will help expand the investor base and market liquidity.

Operational Risk

APRA Consults on Next Phase of Super Fund Reporting Requirements

By Editors | 30/11/2023

The new collections will include data on trustee boards, product distribution arrangements, investment governance, investment manager costs, and financial statements.

Alternative Markets

SEBI to Amend Regulatory Framework for Special Situation Funds

By Editors | 30/11/2023

The revised framework proposes a dedicated supervisory framework for Special Situation Funds, and a prohibition on investing in related parties.

Emerging Prudential Risks

BCBS Consults on Climate Risk Disclosure Framework for Banks

By Manesh Samtani | 30/11/2023

The BCBS proposes to provide a common disclosure baseline for climate-related financial risks across internationally active banks.