Prudential Risk

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    Resolution & Recovery

    NZX Adds Financial Recovery Tools to Operational Rules

    By Sanday Chongo Kabange | 04/09/2023

    The amendments will take effect on 1 December, introducing five recovery tools to help manage a potential default by a market participant.

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    Structural Regulation

    MAS to Get New Managing Director, Menon to Step Down

    By Editors | 04/09/2023

    Ravi Menon will step down from his role as managing director of MAS and retire from public service on 1 January 2024.

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    Capital Adequacy

    Japan to Inject Public Funds into Regional Bank

    By Editors | 04/09/2023

    Kirayaka Bank will become the first regional bank in Japan to receive public funds since 2014.

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    Operational Risk

    Taiwan: Cathay Financial Units Fined for Connectivity Issues

    By Editors | 04/09/2023

    Cathay Securities and Cathay Futures failed to perform capacity tests and application system stress testing operations, the FSC said.

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    Liquidity Risk

    PBOC Cuts FX Reserve Requirement, Eases Mortgage Policies

    By Manesh Samtani | 04/09/2023

    The measures are part of efforts to support the economy, the property sector, and the Chinese yuan.

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    Trading & Investment

    New Rules for CFD Trading Take Effect in Korea

    By Editors | 03/09/2023

    Only four of 13 local securities firms that offered CFD trading have decided to resume the service under the new regulations.

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    Trading & Investment

    Investors Sue MUFG Unit Over Credit Suisse AT1 Losses

    By Editors | 01/09/2023

    The plaintiffs say Mitsubishi UFJ Morgan Stanley Securities sold them the AT1 bonds without providing sufficient explanations and in violation of suitability rules.

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    Resolution & Recovery

    Chinese Regulators Ask Citic, CCB Units to Stabilise Zhongrong

    By Editors | 01/09/2023

    Citic Trust Co and CCB Trust Co are asked to stabilise operations at Zhongrong International Trust, which defaulted on its investment products in August.

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    Credit Risk

    PBOC Pledges to Ease Funding Access for Private Enterprises

    By Editors | 01/09/2023

    Lenders will be required to set annual goals for lending to private enterprises; this lending will carry extra weight in banks’ performance reviews.

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    Resolution & Recovery

    HKMA Consults on New Resolution Planning Guidance

    By Manesh Samtani | 01/09/2023

    The guidance focuses on the measures banks should have in place to ensure continuity of access to FMI services in a resolution scenario.

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