Prudential Risk

    Capital Adequacy

    US Fed Finalises Easier Capital, Liquidity Rules for Banks

    By Editors | 14/10/2019

    Banks that present less risk, including foreign banks, will have reduced requirements. An idea to subject US branches of foreign banks to new liquidity requirements has also been dropped.

    Data Privacy

    FSB, IMF Report Progress on G20 Data Gaps Initiative

    By Editors | 14/10/2019

    The report notes that China is one of the countries that has outstanding issues with removing barriers to full trade reporting and access to trade repository data.

    Trading & Investment

    Redemptions Halted at Korean Hedge Fund Amid Probe

    By Editors | 11/10/2019

    An FSS probe into alleged unfair trading has triggered investor redemptions which Lime Asset Management has not been able to meet.

    Emerging Prudential Risks

    Thailand Banking Sector Resilient to Severe Shocks: IMF

    By Editors | 10/10/2019

    Stress tests results and sensitivity analysis indicate that Thailand’s largest banks can withstand a shock broadly “as severe as the Asian financial crisis”.

    Credit Risk

    SEBI Prescribes New Limits for Debt Fund Exposures

    By Editors | 10/10/2019

    The regulatory has prescribed new limits for debt mutual funds’ investment in unlisted, unrated and credit enhanced securities, and tightened sector and group level exposure limits.

    Structural Regulation

    Volcker Rule Rewrite Gets Final Approval After Fed Sign-off

    By Editors | 10/10/2019

    The revisions continue to prohibit proprietary trading, while providing greater clarity and certainty for activities allowed under the law.

    Capital Adequacy

    ISDA Chief Calls for Specific Changes to CVA Framework

    By Editors | 09/10/2019

    The current CVA rules due for implementation in January 2022 could lead to an inappropriately sharp increase in capital requirements for derivatives businesses.

    Market Risk

    Initial Margin Challenges Confronting Asian Markets

    By Purtini Joshi | 08/10/2019

    DTCC’s Purtini Joshi outlines three key challenges firms need to address to ensure compliance with Phase 5 and Phase 6 implementation of initial margin regulations.

    Conduct, Culture & Accountability

    ABA Backs Proposal for Bank-Funded Financial Counselling

    By Editors | 07/10/2019

    A review of Australia’s financial counselling sector has recommended that the big four banks fund half of the initial contributions immediately needed to expand delivery of such services.

    Emerging Prudential Risks

    Philippines Amends Framework for Identifying D-SIBs

    By Editors | 04/10/2019

    The BSP will give more importance to a bank’s size and interconnectedness when deciding which lenders should be classified as D-SIBs.

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