Prudential Risk

Emerging Prudential Risks

GFC Era Shadow Banking No Longer a Threat – FSB

By Editors | 04/07/2017

But report warns of new threats, not least liquidity risk from open-ended funds.

Conduct, Culture & Accountability

GRC – The Path to Managing Regulatory Change Intelligently

By Derek McGibney | 29/06/2017

Why small and medium-sized firms don’t need an ‘oversized’ compliance effort.

Anti-Money Laundering

Southeast Asia Roundup

By Editors | 29/06/2017

The Philippine government passed amendments to the country’s AML (anti-money laundering) law, bringing casinos under it’s rules for the first […]

Clearing & Post-Trade

CPMI-IOSCO Open CCP Stress Testing Consultation

By Editors | 27/06/2017

Paper follows research on financial stability risks, FSB consultation on CCP resolution.

Conduct, Culture & Accountability

HKFE, SFC Fire off Conduct Warnings to Brokers

By Editors | 23/06/2017

A range of compliance and control issue failures uncovered at securities brokers in Hong Kong has prompted the SFC (Securities […]

Structural Regulation

China Regulators Reaffirm Reform Push after MSCI Decision

By Editors | 23/06/2017

China’s securities and foreign exchange regulators, central bank and CIPS (the China International Payments System) signaled their intention to introduce […]

Emerging Prudential Risks

IMF Urges Japan to Contain Financial Risks

By Editors | 22/06/2017

Japan has been urged to contain financial risks by the IMF (International Monetary Fund) after its Article IV Consultation for […]

Capital Adequacy

India Set to Delay Basel III Implementation

By Editors | 22/06/2017

The Indian government and central bank are in talks on delaying the implementation of Basel III to beyond its March […]

Market Risk

Updated – Singapore to Delay FRTB, IRRBB, SA-CCR

By Samuel Riding | 22/06/2017

MAS has privately told banks it will alter the implementation timelines for several regulations including FRTB, Regulation Asia can reveal.