Sustainability & ESG

    Reporting & Disclosures

    US SEC Fines Goldman Unit For Not Following ESG Policies

    By Editors | 24/11/2022

    Goldman Sachs Asset Management had policies and procedures failures involving the ESG research its investment teams used to select and monitor securities.

    ESG Data

    FCA Forms Group to Develop ESG Ratings Code of Conduct

    By ESG Investor | 23/11/2022

    The UK FCA  has announced the formation of a group to develop a new code of conduct for ESG data and ratings providers.

    Anti-Money Laundering

    Regulation Asia Awards for Excellence 2022 – Results Announcement

    By Editors | 23/11/2022

    Regulation Asia held its fifth annual Awards ceremony on 22 November 2022. Here we explain our methodology and announce the winners for the year.

    Structural Regulation

    ISDA Recognised for Outstanding Contribution to Regulatory Reforms

    By Editors | 22/11/2022

    The International Swaps and Derivatives Association (ISDA), was awarded outstanding contribution to regulatory reforms at Regulation Asia’s 5th annual awards ceremony.

    Sustainable Finance

    ICMA Awarded Industry Association of the Year

    By Editors | 22/11/2022

    ICMA, was awarded industry association of the year at Regulation Asia’s 5th annual awards ceremony.

    Anti-Money Laundering

    ComplianceAsia Awarded Compliance Service Provider of the Year

    By Editors | 22/11/2022

    ComplianceAsia, which was awarded compliance service provider of the year at Regulation Asia’s 5th annual awards ceremony.

    Anti-Money Laundering

    Synpulse Recognised as Consulting Firm of the Year

    By Editors | 22/11/2022

    Synpulse, was awarded consulting firm of the year at Regulation Asia’s 5th annual awards ceremony.

    Market Data & Technology

    S&P Global Market Intelligence Wins Data Provider of the Year

    By Editors | 22/11/2022

    S&P Global Market Intelligence, was awarded data provider of the year at Regulation Asia’s 5th annual awards ceremony.

    Reporting & Disclosures

    SGX Awarded for Exchange of the Year, ESG Initiative of the Year

    By Editors | 22/11/2022

    SGX, was awarded exchange of the year at Regulation Asia’s 5th annual awards ceremony.

    Supervision & Enforcement

    Gibson, Dunn & Crutcher Awarded Law Firm of the Year

    By Editors | 22/11/2022

    Gibson, Dunn & Crutcher, was awarded law firm of the year at Regulation Asia’s 5th annual awards ceremony.

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