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Reporting & Disclosures
US SEC Fines Goldman Unit For Not Following ESG Policies
By Editors | 24/11/2022
Goldman Sachs Asset Management had policies and procedures failures involving the ESG research its investment teams used to select and monitor securities.
ESG Data
FCA Forms Group to Develop ESG Ratings Code of Conduct
By ESG Investor | 23/11/2022
The UK FCA has announced the formation of a group to develop a new code of conduct for ESG data and ratings providers.
Anti-Money Laundering
Regulation Asia Awards for Excellence 2022 – Results Announcement
By Editors | 23/11/2022
Regulation Asia held its fifth annual Awards ceremony on 22 November 2022. Here we explain our methodology and announce the winners for the year.
Structural Regulation
ISDA Recognised for Outstanding Contribution to Regulatory Reforms
By Editors | 22/11/2022
The International Swaps and Derivatives Association (ISDA), was awarded outstanding contribution to regulatory reforms at Regulation Asia’s 5th annual awards ceremony.
Sustainable Finance
ICMA Awarded Industry Association of the Year
By Editors | 22/11/2022
ICMA, was awarded industry association of the year at Regulation Asia’s 5th annual awards ceremony.
Anti-Money Laundering
ComplianceAsia Awarded Compliance Service Provider of the Year
By Editors | 22/11/2022
ComplianceAsia, which was awarded compliance service provider of the year at Regulation Asia’s 5th annual awards ceremony.
Anti-Money Laundering
Synpulse Recognised as Consulting Firm of the Year
By Editors | 22/11/2022
Synpulse, was awarded consulting firm of the year at Regulation Asia’s 5th annual awards ceremony.
Market Data & Technology
S&P Global Market Intelligence Wins Data Provider of the Year
By Editors | 22/11/2022
S&P Global Market Intelligence, was awarded data provider of the year at Regulation Asia’s 5th annual awards ceremony.
Reporting & Disclosures
SGX Awarded for Exchange of the Year, ESG Initiative of the Year
By Editors | 22/11/2022
SGX, was awarded exchange of the year at Regulation Asia’s 5th annual awards ceremony.
Supervision & Enforcement
Gibson, Dunn & Crutcher Awarded Law Firm of the Year
By Editors | 22/11/2022
Gibson, Dunn & Crutcher, was awarded law firm of the year at Regulation Asia’s 5th annual awards ceremony.
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