Reporting & Disclosures

Reporting & Disclosures

Mandatory Climate Disclosures for Swiss Firms From 2024

By ESG Investor | 24/11/2022

Switzerland’s Federated Council has opted to adopt an ordinance on mandatory climate disclosures for large Swiss companies.

Reporting & Disclosures

US SEC Fines Goldman Unit For Not Following ESG Policies

By Editors | 24/11/2022

Goldman Sachs Asset Management had policies and procedures failures involving the ESG research its investment teams used to select and monitor securities.

ESG Data

FCA Forms Group to Develop ESG Ratings Code of Conduct

By ESG Investor | 23/11/2022

The UK FCA  has announced the formation of a group to develop a new code of conduct for ESG data and ratings providers.

Anti-Money Laundering

Regulation Asia Awards for Excellence 2022 – Results Announcement

By Editors | 23/11/2022

Regulation Asia held its fifth annual Awards ceremony on 22 November 2022. Here we explain our methodology and announce the winners for the year.

Anti-Money Laundering

ComplianceAsia Awarded Compliance Service Provider of the Year

By Editors | 22/11/2022

ComplianceAsia, which was awarded compliance service provider of the year at Regulation Asia’s 5th annual awards ceremony.

Anti-Money Laundering

Synpulse Recognised as Consulting Firm of the Year

By Editors | 22/11/2022

Synpulse, was awarded consulting firm of the year at Regulation Asia’s 5th annual awards ceremony.

Reporting & Disclosures

SGX Awarded for Exchange of the Year, ESG Initiative of the Year

By Editors | 22/11/2022

SGX, was awarded exchange of the year at Regulation Asia’s 5th annual awards ceremony.

Supervision & Enforcement

Gibson, Dunn & Crutcher Awarded Law Firm of the Year

By Editors | 22/11/2022

Gibson, Dunn & Crutcher, was awarded law firm of the year at Regulation Asia’s 5th annual awards ceremony.

Reporting & Disclosures

ESMA Proposes New Rules for ESG and Sustainability Labelled Funds

By Sanday Chongo Kabange | 21/11/2022

A fund with ESG-related terms in its name will have to use at least 80% of its investments to meet environmental or social characteristics or sustainable investment objectives.