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Securities / Derivatives
Tackling the MiFID 2 Data Deluge in APAC
By Samuel Riding | 20/07/2017
Asia’s diverse information governance rules and sometimes insular institutions exacerbate MiFID 2 data challenge.
Market Infrastructure
Emerging Asian Markets Suffer Shutdowns, Cyberattacks
By Editors | 17/07/2017
Exchanges in India and Indonesia suffer outages, citing ‘technical issues’; brokers connected to Bursa Malaysia report spate of cyberattacks on two separate days.
Market Infrastructure
China Exchanges Eye Financial Infrastructure ‘Belt and Road’
By Editors | 17/07/2017
SSE, CFFEX meetings to discuss stake in CSE (Chittagong Stock Exchange) follows their participation in consortium which bought 30% of Pakistan bourse.
Big Picture
Talking Trading Surveillance with Nasdaq’s Ulf Carlsson
By Samuel Riding | 13/07/2017
Regulation Asia discusses the latest trends in regulatory scrutiny of capital markets with Ulf Carlsson, general manager at Nasdaq in Hong Kong.
Market Infrastructure
Malaysia Introduces Capital Market Competency Guidelines
By Editors | 10/07/2017
Malaysian regulators aim to improve the competitiveness of the domestic capital markets by enhancing the soft and hard skills and professional ability of local banking executives.
AML / KYC
US Regulators Flex Muscles in Asia
By Editors | 06/07/2017
Grip could be set to get even tighter if DOJ proposals on accessing documents, expanding AML predicates are implemented.
Capital / Liquidity
New BSP Chief Eyes Cut to One of World’s Highest RRRs
By Editors | 06/07/2017
Philippine banks currently have to keep 20% in reserve; liquidity requirements were eased earlier this year.
Market Infrastructure
Only 1 Major APAC CCP Working on Crisis Group – Report
By Samuel Riding | 06/07/2017
Crisis group one of FSB’s main recommendations for CCPs; joint study warns on interconnectedness, concentration.
Securities / Derivatives
IOSCO – Sri Lanka Regulator Urgently Needs Independence
By Editors | 03/07/2017
Report also finds outdated legislative, regulatory framework; says several sectors ‘largely unregulated’.
AML / KYC
Southeast Asia Roundup
By Editors | 29/06/2017
The Philippine government passed amendments to the country’s AML (anti-money laundering) law, bringing casinos under it’s rules for the first […]
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