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ASIC Objects to Advisers ‘Independence’ Claims
By Samuel Riding | 03/03/2016
Australian regulator asks three firms to ‘remove or amend’ claims about their independence.
Market Infrastructure
APRA Consults on Non-centrally Cleared Derivative Margins, Risk Mitigation
By Samuel Riding | 26/02/2016
Regulator expects only a small number of institutions to exceed proposed minimum qualifying levels.
Market Infrastructure
Australia to Tighten Mobile Wallet Supervision
By Samuel Riding | 29/01/2016
Trade body wants digital wallet providers to sign new security protocol.
The Regulatory Outlook for Australia
By Wolters Kluwer Financial Services | 15/01/2016
How integrated data, closer connectivity between risk and finance and new technology address the challenges Australian institutions face.
Market Infrastructure
Australian Banks Welcome BCBS Clarity
By Samuel Riding | 14/01/2016
Industry association sees greater certainty as Basel Committee targets no ‘significant increases’ in capital requirements.
IOSCO Publishes Australian PFMI Assessment
By Samuel Riding | 18/12/2015
Report says Australia has consistently adopted most of the Principles for Financial Market Infrastructure.
Australia Kicks-off OTC Clearing Regime
By Samuel Riding | 14/12/2015
Securities regulator details final rules on mandatory central clearing for OTC derivatives.
ASIC Questions Proposed Super Fund Law
By Samuel Riding | 11/12/2015
Australian regulator concerned by superannuation fund shareholders’ inability to remove directors.
APRA to Streamline Securitisation Framework
By Samuel Riding | 27/11/2015
Consultation paper amends earlier proposals for authorised deposit-taking institutions.
FRTB to Prompt Strategic Rethink for Australian Banks: Wolters Kluwer
By Samuel Riding | 09/11/2015
BCBS’s Fundamental Review of the Trading Book pushing Australian banks to revamp business plans and infrastructure.
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