Australia

RBA Ellis’ Speech on Stability, Efficiency, Diversity

By Editors | 18/10/2013

A speech delivered today by Dr Luci Ellis to the Paul Woolley Centre for the Study of Capital Market Dysfunctionality Conference in Sydney.

Australian Banks Begin Reporting OTC Derivatives

By Editors | 04/10/2013

The Depository Trust & Clearing Corporation (DTCC) today announced that five of the major Australian banks active in the over-the-counter […]

ASIC Releases Further Guidance on Hedge Fund Disclosure

By Editors | 03/10/2013

ASIC has today refined the definition of a hedge fund to ensure disclosure requirements are appropriately targeted at those funds […]

New Zealand: Regulatory Reporting Guide Consultation Underway

By Editors | 16/09/2013

Regulatory reporting is changing for Authorised Financial Advisers (AFAs). FMA has opened a consultation paper on the proposed Regulatory Reporting […]

Hedge Funds Not a Systemic Risk – ASIC

By Editors | 10/09/2013

Australian hedge funds do not currently pose a systemic risk to the Australian financial system, an ASIC report released today […]

Assessment of ASX Clearing and Settlement Facilities

By Editors | 05/09/2013

The Reserve Bank of Australia has released its 2012/13 Assessment of ASX Clearing and Settlement Facilities against the Financial Stability […]

APRA Releases Final Guidance on Managing Data Risk

By Editors | 02/09/2013

The Australian Prudential Regulation Authority (APRA) today released in final form its prudential practice guide on the management of data […]

ASX Releases Consultation on Exchange Traded Derivatives & OTC Interest Rate Derivatives

By Editors | 30/08/2013

On 28 August 2013, ASX released the first of two Consultation Papers on its Client Clearing Service for ASX 24 […]

ASX Releases Consultation on Crossing Rules

By Editors | 30/08/2013

On 28 August 2013, ASX released a consultation paper on Changes to the Exchange Traded Option (ETO) Crossing Rules. ASX […]