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Enforcement
Australia Fines Telstra for Failure to Authenticate Customer IDs
By Editors | 18/07/2024
The ACMA said Telstra failed to use ID authentication processes for 168,000 high-risk customer interactions, such as SIM-swap requests and password resets.
Enforcement
APRA Orders Superannuation Trustee to Address Data Issues
By Sanday Chongo Kabange | 17/07/2024
APRA requires Fiducian Portfolio Services to fix issues related to the accuracy and completeness of data submitted for the superannuation performance test.
Enforcement
Australia Convicts Ex-Crypto Promoter for Unlicensed Financial Advice
By Sanday Chongo Kabange | 16/07/2024
John Bigatton was convicted for providing unlicensed financial advice when he promoted BitConnect in seminars and on social media.
Enforcement
ASIC Intervenes to Secure Fee Refunds for Bank Customers
By Sanday Chongo Kabange | 16/07/2024
ANZ, Bendigo and Adelaide Bank, CBA and Westpac will refund over A$28mn to low-income customers who were charged inappropriately high fees.
AML / KYC
AUSTRAC to Deliver New Reporting Platform in “Coming Months”
By Editors | 15/07/2024
AUSTRAC said in 2021 that it would be replacing its reporting system. The final stage of features will be delivered in the “coming months”.
NZ Aligns Rules Across Dispute Resolution Schemes
By Editors | 14/07/2024
The maximum compensation limit is being aligned at NZ$500,000 across four financial dispute resolution schemes.
Enforcement
ANZ Under Scrutiny for Misreported Bond Trading Data
By Editors | 14/07/2024
ANZ reportedly overstated the value of government bonds it traded and amplified its ranking against peer banks.
Market Infrastructure
FAR Guidance Finalised for Insurance, Superannuation Industries
By Sanday Chongo Kabange | 12/07/2024
ASIC and APRA have completed the total package of guidance materials for the Financial Accountability Regime.
Australia AGD Moves to Reform Bankruptcy Law
By Sanday Chongo Kabange | 12/07/2024
Attorney-General Mark Dreyfus said the amendments would ensure a fairer outcome for debtors in the personal insolvency system.
Sanctions
New Zealand Announces New Russia-related Sanctions
By Editors | 12/07/2024
The sanctions target Russian weapons manufacturers, as well as the supply of Iranian drones and North Korean weapons to Russia.
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