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Australia
Conduct, Culture & Accountability
ASIC Consults on Plan to Publish Breach and Complaints Data
By Sanday Chongo Kabange | 11/04/2025
ASIC proposes to publish regulated firms’ breach and complaints data in H2 this year to enhance transparency and accountability.co
Cloud & Infrastructure
ASIC Registry Upgrade Project to Include “Director ID Linking”
By Thisanka Siripala | 10/04/2025
As part of its RegistryConnect programme, ASIC is working on linking the director ID register with the Companies Register.
Clearing & Post-Trade
RBA “Lost Confidence” in ASX Months Before December Outage – Report
By Sanday Chongo Kabange | 10/04/2025
The RBA had warned ASX in a September 2024 confidential that it had lost confidence in the exchange’s ability to manage its operations and risks.
PEPs & Sanctions
Australian Sanctions Office Unveils New Approach to Oversight
By Nathan Lynch | 10/04/2025
The ASO’s new policy paper provides valuable guidance for firms navigating the complex international sanctions landscape, writes Nathan Lynch.
Conduct, Culture & Accountability
New Zealand’s CoFI Implementation Starts Well, Says FMA
By Thisanka Siripala | 08/04/2025
The FMA issued a report presenting findings from a review of 38 fair conduct programmes from FIs operating in New Zealand.
Structural Regulation
ASX Faces Renewed Resistance on Dual-Class Shares Proposal
By Thisanka Siripala | 08/04/2025
ASX is seeking to introduce dual-class shares to attract more listing candidates but there are concerns that some shareholders would be given too much power.
Conduct, Culture & Accountability
New Zealand FMA Files Civil Action Against IAG for Fair Dealing Breaches
By Thisanka Siripala | 08/04/2025
Approximately 269,000 customers were affected by incorrect pricing breaches, with overcharges totalling NZD 35 million.
Conduct, Culture & Accountability
Time to Get Serious About Culture Risk Governance & Supervision
By Stephen Scott | 08/04/2025
More than five years after the Hayne Royal Commission, Australians are grappling with twin crises at ANZ and ASX, writes Stephen Scott.
Payments & Settlements
RBNZ Invites Non-Bank Deposit Takers to Apply for ESAS Access
By Sanday Chongo Kabange | 08/04/2025
Non-bank deposit takers can use ESAS for payments and settlements, accessing HQLA, and for earning interest at the OCR.
Cybersecurity
Australian Super Funds Hit by Coordinated Cyber Attack
By Editors | 07/04/2025
Four AustralianSuper accounts lost an estimated AUD 500,000 in combined savings as a result of the cyberattack.
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