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AML / KYC
Don’t Panic – MiFID II Set for ‘Soft’ Launch
By Samuel Riding | 07/12/2017
Experts say regulators likely to accept a ‘best efforts’ approach for at least several weeks after MiFID II official implementation deadline.
Crypto / Digital Assets
FIA Critiques EU Proposals to Directly Supervise Asia CCPs
By Garima Chitkara | 07/12/2017
Chief executive says some systemically important CCPs could be forced to move to Europe, fragmenting liquidity and raising costs.
Capital / Liquidity
ESMA to Bring 3rd-country CRAs, Trade Repositories Under EU Supervision
By Samuel Riding | 04/12/2017
ESMA executive director Verena Ross says more than 200 non-EU trading venues have asked for exemptions from MiFID II post-trade transparency, position limits.
Capital / Liquidity
When Deposit Insurance Isn’t Insurance
By Peter Guy | 06/11/2017
Calls for EU wide deposit insurance are supposed to herald banking union. But regulatory enforcement, national policies and financial technology stand in the way.
A Cautionary Italian Tale for Asia
By Peter Guy | 09/01/2017
ECB’s travails with Bank Monte dei Paschi a lesson for Chinese banks facing rising bad loans.
Regulators Fail to See Bank Crisis Ahead
By Peter Guy | 01/08/2016
Last week’s EU stress test results show how regulators are out of touch with the liquidity crisis facing banks.
Let the Games Begin
By Peter Guy | 04/07/2016
Regulation reform must painfully follow political twists and turns amid fight to reposition EU ahead of UK.
Market Infrastructure
Tax Rules Could ‘Collapse’ Pakistan Brokerage Industry
By Samuel Riding | 21/06/2016
Director of Pakistan Stock Exchange attacks recent tax changes, excessive regulation.
Market Infrastructure
Indonesia to Introduce Micro VC Firms
By Samuel Riding | 26/04/2016
Financial services authority to also introduce tax incentives for start-ups.
Debunking the Myths About AIFMD Depositary Requirements
By Editors | 22/12/2015
Concerns about this element of the Alternative Investment Fund Managers Directive have proved unfounded, says Augentius’s Ian Kelly.
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