HONG KONG

    Enforcement

    Hong Kong Fines Tahoe Life HK$10m for Unauthorised Related-Party Deals

    By Sanday Chongo Kabange | 05/09/2025

    The penalty follows the IA's move last year to seize control of Tahoe Life due to significant governance failures and concerns over its financial position.

    Hong Kong MPFA Reviews Default Fund Rules for Ageing Workforce

    By Sanday Chongo Kabange | 04/09/2025

    The MPFA is reviewing fee caps and de-risking mechanisms for its low-cost default investment option to meet the needs of the city's "silver economy".

    Securities / Derivatives

    Hong Kong Probes Alleged Insider Trading Involving SFC, HKEX Staff

    By Manesh Samtani | 04/09/2025

    The investigation focuses on whether staff at the SFC and HKEX leaked market-sensitive information involving dozens of listed companies.

    Securities / Derivatives

    Chinese SOE Issues First Publicly Tradeable Tokenised Bond

    By Sanday Chongo Kabange | 04/09/2025

    This is the first time tokenised securities created on a public blockchain have been formally listed for trading on traditional financial exchanges.

    AML / KYC

    SFC Bans Former UBS Director for Life Over Money Laundering Conviction

    By Sanday Chongo Kabange | 03/09/2025

    The SFC has permanently barred Suen Kin-wing following convictions for laundering over HKD 134 million and breaching court injunctions.

    Crypto / Digital Assets

    Hong Kong's Stablecoin Regime Attracts 77 Expressions of Interest

    By Editors | 02/09/2025

    The HKMA has received expressions of interest from banks, tech firms, securities firms and asset managers, among others.

    Crypto / Digital Assets

    Hong Kong Listed Companies Form Virtual Assets Industry Body

    By Editors | 02/09/2025

    The new association, backed by nearly 40 firms, aims to foster compliance and support Hong Kong's digital asset hub ambitions.

    Securities / Derivatives

    HKEX to Enhance Margin Collateral Arrangements from 2 October

    By Manesh Samtani | 02/09/2025

    HKEX will align interest paid on cash collateral with overnight rates and halve fees for non-cash collateral.

    Securities / Derivatives

    Hong Kong Details Progress on Green Finance, ISSB Roadmap

    By Manesh Samtani | 01/09/2025

    Christopher Hui outlined Hong Kong's market leadership, a 2028 timeline for ISSB adoption, and plans for more tokenised government green bonds.

    Enforcement

    SFC Revokes Licences, Issues Lifetime Bans in $154M Fraud Case

    By Editors | 29/08/2025

    The SFC has banned senior managers for life over a coordinated scheme that misappropriated client funds through non-existent investment units.

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