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Enforcement
Two Former Execs Arrested in Hong Kong for Manipulation, Corruption
By Sanday Chongo Kabange | 28/07/2025
A former executive director of an SFC-licensed brokerage firm is suspected of accepting advantages from a listed company's former chairman.
Market Infrastructure
HKEX to Launch New Digital Issuer Platform Next Year
By Sanday Chongo Kabange | 28/07/2025
HKEX says the new secure web-based portal will become the mandatory channel for issuer submissions, enhancing compliance and market transparency.
Enforcement
Hong Kong PCPD Probes Cathay Pacific Data Breach
By Sanday Chongo Kabange | 25/07/2025
The compliance check into a Cathay Pacific data breach follows a recent investigation into a Qantas data breach, signalling heightened regulatory scrutiny on data protection in the city.
Fintech / Regtech
Hong Kong Developing New Rules to Support Elderly Banking Consumers
By Sanday Chongo Kabange | 25/07/2025
Regulators will issue elderly-friendly banking guidelines to improve the banking experience for seniors, and require banks to offer a "default no-online banking" option to customers.
Market Infrastructure
Hong Kong to Expand Mandatory Reference Checks for Bankers
By Sanday Chongo Kabange | 25/07/2025
From September 2025, the MRC Scheme will be expanded to cover 50,000 frontline staff involved in securities, insurance, or mandatory provident fund regulated activities.
Fintech / Regtech
China to Roll Out New SME Credit Assessment, Data Flow Models
By Editors | 25/07/2025
Multi-agency notice details a nationwide SME credit platform and new mechanisms for cross-border data transfer in key pilot zones.
Enforcement
US PCAOB Revokes Hong Kong Audit Firm's Registration
By Manesh Samtani | 24/07/2025
Centurion ZD CPA & Co. and its owner have been permanently barred after the PCAOB found major violations in the 2021 audit of Luckin Coffee.
Enforcement
Hong Kong SFC Secures Compensation for Clients of Fraudulent Brokerage
By Sanday Chongo Kabange | 24/07/2025
The SFC says court-appointed administrators have distributed assets to clients of Hong Kong Wan Kiu Investment.
Crypto / Digital Assets
HKMA Warns of 'Frothiness' in Stablecoin Market, Signals Strict AML Rules
By Sanday Chongo Kabange | 24/07/2025
The HKMA will grant only a handful of stablecoin issuer licences initially and impose stringent AML rules amid concerns over market speculation.
Enforcement
HKMA Fines Four FIs HKD 17.8M for AML and CDD Failures
By Sanday Chongo Kabange | 23/07/2025
The HKMA has penalised three banks and a stored value facility licensee for AML/CFT control deficiencies.
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