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AML / KYC
HKMA Urges Banks to Bolster Defences Against 'High-End' Money Laundering
By Sanday Chongo Kabange | 16/12/2025
The HKMA has identified weaknesses in how institutions handle sophisticated criminal schemes, urging enhancements in key control areas.

Securities / Derivatives
Hong Kong FSDC Lays Out Roadmap to Bolster Capital Markets
By Sanday Chongo Kabange | 16/12/2025
The FSDC proposes clearer listing paths, deeper liquidity and digital asset adoption to maintain the city's competitive edge.

Manulife Becomes First Insurer to Redomicile Using New Hong Kong Law
By Editors | 15/12/2025
The insurer has completed its move from Bermuda, becoming the first to use a new law simplifying corporate re-domiciliation.

Securities / Derivatives
FIA Seeks Refinements to Hong Kong Investor ID Plan for Derivatives
By Sanday Chongo Kabange | 15/12/2025
The FIA has backed the plan in principle but is calling for significant operational adjustments to reduce complexity and align with market practices.

Fintech / Regtech
HKEX Targets Annual Report Disclosures, Launches AI Tool
By Sanday Chongo Kabange | 12/12/2025
HKEX’s review highlights gaps in management discussion and climate-risk reporting, and launches an AI tool to boost compliance.

Capital / Liquidity
HKMA Consults on Valuation Framework for Bank Resolutions
By Sanday Chongo Kabange | 12/12/2025
The HKMA seeks industry feedback on a proposed code of practice for valuing failing banks before, during, and after resolution.

Sanctions
US Busts Network Smuggling AI Chips to China, Hong Kong
By Manesh Samtani | 12/12/2025
The case exposes significant illicit finance and export control compliance risks for firms with exposure to China and Hong Kong supply chains.

Enforcement
Hong Kong Regulators Fines EFG Bank for Control Failures
By Sanday Chongo Kabange | 12/12/2025
The SFC has cited EFG Bank for multi-year breaches in product due diligence, record-keeping, and reporting related to hundreds of bond products.

ESG / Sustainability
Financial Regulators Failing on Nature Risk Despite Climate Progress, WWF Says
By Manesh Samtani | 12/12/2025
A global assessment finds major gaps in addressing risks from deforestation and water stress, urging APAC regulators to act.

Securities / Derivatives
HKEX Launches Tech 100 Index, Paving Way for Mainland ETF Products
By Manesh Samtani | 11/12/2025
All constituent companies are eligible for Southbound trading through the Stock Connect programme, ensuring accessibility to resulting ETF products for mainland investors.
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