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Structural Regulation
SEBI Eases Financial Disincentive Rules for Technical Glitches at MIIs
By Ajoy K Das | 25/09/2024
Financial disincentives for key executives will no longer be triggered automatically in the event of a technical glitch at an MII.

Trading & Investment
Individuals Consistently Lose Money in Derivatives: SEBI
By Ajoy K Das | 23/09/2024
Around 93 percent of individual traders incurred losses through intraday derivatives trading during 2021-24.

Trading & Investment
SEBI Grants Mutual Funds More Flexibility to Trade CDS
By Ajoy K Das | 23/09/2024
SEBI expects the move to drive growth in fixed income markets as it would allow mutual funds to hedge against bond defaults.

Anti-Money Laundering
FATF Publishes Mutual Evaluation Report on India
By Manesh Samtani | 20/09/2024
The report says India is achieving good results, but that it needs to address domestic PEPs, risks in the NPO sector, and a backlog of court cases.

Clearing & Post-Trade
French and German Banks Calling on RBI to Adjust Trading Rules
By Manesh Samtani | 19/09/2024
The existing rules would not be able to accommodate a third-party trading model proposed as a temporary solution to address ESMA’s derecognition of Indian CCPs.

Structural Regulation
India to Introduce Centralised Fee Collection Platform for IAs, RAs
By Ajoy K Das | 19/09/2024
The platform will provide an optional mechanism for investment advisers and research analysts to collect fees from clients.

Structural Regulation
India Launches Integrated Platform for GIFT City Regulatory Approvals
By Ajoy K Das | 19/09/2024
The digital platform allows firms to submit applications, obtain approvals, and fulfil related requirements without having to navigate multiple regulators.

Trading & Investment
SEBI Modifies Valuation Framework for AIF Investment Portfolios
By Ajoy K Das | 19/09/2024
AIFs will now have seven months to report valuations based on audited data from investee companies as against six months previously.

Structural Regulation
SGX RegCo Reviews Corporate Query Regime to Reduce Frictions
By Nithya Subramanian | 19/09/2024
SGX RegCo adopts a three pillar approach to enhance the value of listed companies, but there have been calls for a more prescriptive approach.

Trading & Investment
SEBI Shortens Timeline for Allotment and Trading of Bonus Shares
By Ajoy K Das | 19/09/2024
SEBI issued a circular setting out guidelines to enable investors to trade bonus shares just two days after the record date, starting from 1 October.
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