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India
Trading & Investment
SEBI Introduces New Risk Disclosure Rules for Equity Derivatives
By Editors | 22/05/2023
The new rules are a response to findings that that 9 out of 10 individual traders in the equity F&O segment experience net losses.
Alternative Markets
SEBI Consults on Corporate Governance Enhancements for AIFs
By Mark Johnston | 20/05/2023
SEBI proposes amendments to borrowing, leverage, custody and tenure rules for AIFs.
Clearing & Post-Trade
SEBI to Allow Direct Client Participation in Tri-party Repo Segment
By Mark Johnston | 20/05/2023
SEBI proposes to allow NBFCs, insurance companies, and mutual funds to directly participate in the tri-party repo segment of the corporate bond market.
Market Abuse
SEBI to Tweak Definitiion of ‘Unpublished Price Sensitive Information’
By Editors | 19/05/2023
SEBI’s amendments aim to improve transparency in the capital market and ensure timely and accurate disclosure of material events or information by listed entities.
Anti-Money Laundering
Deutsche Bank to Settle Jeffrey Epstein Lawsuit for $75m
By Editors | 19/05/2023
The lawsuit brought by an unnamed woman in November claimed Deutsche Bank missed red flags in Epstein’s accounts and chose profit over following the law.
PEPs & Sanctions
Top EU Official Concerned by Russian Oil Flowing into Europe
By Editors | 18/05/2023
India is buying heavily discounted crude oil from Russia and selling full-priced refined products into Europe. Josep Borrell said the EU must act.
Market Abuse
SEBI Proposes New Rules to Tackle Suspicious Trading Activities
By Mark Johnston | 18/05/2023
The new framework would address the challenges posed by new-age technologies such as encrypted or vanishing messages.
Anti-Money Laundering
Indian Authorities Investigating Three ‘Top Brokers’ – Reports
By Editors | 16/05/2023
Three top brokers, who were not named, were found to be engaged in “large-scale money laundering activities” with the involvement of PEPs.
Structural Regulation
Banks Must Ensure LIBOR Transition Work is Complete: RBI
By Editors | 14/05/2023
No new transactions should be undertaken using USD LIBOR or MIFOR, and appropriate fallbacks must be in place in legacy contracts.
Conduct, Culture & Accountability
NYDFS Proposes Guidance on ‘Character and Fitness’ Reviews
By Editors | 13/05/2023
Superintendent Adrienne Harris said character and fitness standards have become a “policy priority” in light of “recent events” in the industry.
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