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Structural Regulation
SEBI Proposes to Allow Confidential Filings of IPO Documents
By Duruthu E Chandrasekera | 19/05/2022
SEBI is looking to incentivise more IPO listings by addressing concerns that information contained in IPO documents could be used by an applicant’s competitors.
Trading & Investment
NSE Launches First SGX Connect Product at GIFT City
By Editors | 18/05/2022
NSE IFSC-SGX Connect is expected to go fully live in July 2022, with the onboarding of SGX members.
Clearing & Post-Trade
India’s NSDL Launches Blockchain Platform for NCD Market
By Editors | 16/05/2022
The new platform will record NCD creation, continuously monitor covenants and asset cover, and track credit ratings.
Clearing & Post-Trade
SEBI Revises Framework for Calculating Margin Requirements
By Editors | 14/05/2022
The margin requirements calculated for derivatives will be based on the fixed beginning-of-day margin parameters.
Anti-Money Laundering
Indian AML Investigators Threatened, Coerced Xiaomi Execs – Reports
By Editors | 11/05/2022
In a court filing, Xiaomi India alleges that Enforcement Directorate officials threatened two of its executives and their families with physical violence during questioning.
Structural Regulation
SEBI Freezes New IPOs Amid Concerns of Rejected Bids
By Ranamita Chakraborty | 11/05/2022
IPO subscription applications are being rejected because funds are not being blocked, with some investors “gaming” the system.
Reporting & Disclosures
SEBI to Enhance ESG Disclosure, Assurance Requirements
By Editors | 11/05/2022
A new committee will work to address mis-selling and greenwashing risks and explore the introduction of prudential requirements for ESG funds.
Market Data & Technology
SEBI Directs Stock Exchanges to Audit Systems and Networks
By Editors | 08/05/2022
Stock exchanges must certify that their trading architecture and co-location facilities conform with regulatory requirements and treat all market participants fairly and equitably.
Conduct, Culture & Accountability
RBI Issues Guidance for NBFCs on Senior Manager Remuneration
By Editors | 07/05/2022
NBFCs should constitute remuneration committees and use malus or clawback arrangements to account for possible misconduct or poor financial performance.
Liquidity Risk
RBI Surprises Market with Interest Rate Hike
By Editors | 06/05/2022
The RBI also increased the cash reserve ratio, the percentage of cash that banks need to keep in reserve against their total deposits.
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