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AML / KYC
SEBI Tightens P-Note KYC
By Samuel Riding | 12/07/2016
Offshore derivative instruments have allegedly been misused for round-tripping funds
Market Infrastructure
BSE Seeks Approval for Commodity Derivatives Platform
By Samuel Riding | 11/07/2016
Exchange has approached securities regulator for approval of GIFT City-based platform.
Market Infrastructure
SEBI to Strengthen Supervision of Bond Rating Agencies
By Samuel Riding | 08/07/2016
Board member Rajeev Kumar Agarwal says to also simplify FPI procedures, crack down on ‘black money’.
Market Infrastructure
SEBI Seeks Clarity on Algo-trading Violations
By Samuel Riding | 07/07/2016
Securities regulator to bring National Stock Exchange before technical advisory committee.
Market Infrastructure
Regulation Chief Appointed Deputy RBI Governor
By Samuel Riding | 29/06/2016
NS Vishwanathan currently responsible for bank and non-bank financial regulation.
AML / KYC
SEBI to Allow Fund Sales on E-commerce Platforms
By Samuel Riding | 28/06/2016
Mutual fund association developing recommendations of panel on digitisation of financial services.
Market Infrastructure
Shareholders of Indian Stock Exchanges Approve Listings
By Samuel Riding | 27/06/2016
BSE and NSE advance listing plans, with the latter under pressure from major shareholders.
Market Infrastructure
India Confirms to Follow Basel OTC Norms
By Samuel Riding | 24/06/2016
RBI issues draft guidelines based on BCBS framework; implementation set for April 2017.
Market Infrastructure
India Set to Scrap Start-up Exchange Plans
By Samuel Riding | 23/06/2016
Securities regulator considering whether start-ups should be able to list on main exchanges.
Market Infrastructure
SEBI Moots Offshore Fund Manager Classification
By Samuel Riding | 22/06/2016
Securities regulator proposes minimum net worth requirement of INR20mn.
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