INDIA

    AML / KYC

    SEBI Tightens P-Note KYC

    By Samuel Riding | 12/07/2016

    Offshore derivative instruments have allegedly been misused for round-tripping funds

    Market Infrastructure

    BSE Seeks Approval for Commodity Derivatives Platform

    By Samuel Riding | 11/07/2016

    Exchange has approached securities regulator for approval of GIFT City-based platform.

    Market Infrastructure

    SEBI to Strengthen Supervision of Bond Rating Agencies

    By Samuel Riding | 08/07/2016

    Board member Rajeev Kumar Agarwal says to also simplify FPI procedures, crack down on ‘black money’.

    Market Infrastructure

    SEBI Seeks Clarity on Algo-trading Violations

    By Samuel Riding | 07/07/2016

    Securities regulator to bring National Stock Exchange before technical advisory committee.

    Market Infrastructure

    Regulation Chief Appointed Deputy RBI Governor

    By Samuel Riding | 29/06/2016

    NS Vishwanathan currently responsible for bank and non-bank financial regulation.

    AML / KYC

    SEBI to Allow Fund Sales on E-commerce Platforms

    By Samuel Riding | 28/06/2016

    Mutual fund association developing recommendations of panel on digitisation of financial services.

    Market Infrastructure

    Shareholders of Indian Stock Exchanges Approve Listings

    By Samuel Riding | 27/06/2016

    BSE and NSE advance listing plans, with the latter under pressure from major shareholders.

    Market Infrastructure

    India Confirms to Follow Basel OTC Norms

    By Samuel Riding | 24/06/2016

    RBI issues draft guidelines based on BCBS framework; implementation set for April 2017.

    Market Infrastructure

    India Set to Scrap Start-up Exchange Plans

    By Samuel Riding | 23/06/2016

    Securities regulator considering whether start-ups should be able to list on main exchanges.

    Market Infrastructure

    SEBI Moots Offshore Fund Manager Classification

    By Samuel Riding | 22/06/2016

    Securities regulator proposes minimum net worth requirement of INR20mn.

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