ADVERTISEMENT
Structural Regulation
SEBI Mandates Additional Disclosures for Debt Securities
By Editors | 21/01/2020
Under the new format, listed companies need to disclose deviations in the use of debt issuance proceeds from the objects stated in their offer documents.
Conduct, Culture & Accountability
SEBI Proposes Stricter Rules for Investment Advisers
By Editors | 20/01/2020
The rules include higher net worth requirements, caps on advice fees, and client level segregation of investment advice from product distribution.
Credit Risk
RBI Issues Operational Guidance for UCB Large Exposure Reporting
By Editors | 20/01/2020
Large urban cooperative banks have to report exposures over 50mn rupees to a central repository within one month from the end of each quarter.
Market Abuse
SEBI Exonerates Nine in NSE ‘Dark Fibre’ Case – Reports
By Editors | 17/01/2020
SEBI said there was no evidence to suggest the nine former and current NSE officials were involved in facilitating preferential market access for selected brokers.
Conduct, Culture & Accountability
SEBI Grants Two-Year Reprieve for Separation of Chairman, MD Roles
By Editors | 15/01/2020
The top 500 listed companies by market cap have two additional years to comply with a requirement to separate the roles of chairman and managing director.
Payments & Settlements
RBI Amends Penalties Framework for Payments System Operators
By Editors | 14/01/2020
The new penalty for violations will be capped at 500,000 rupees, or double the amount of contravention, whichever is higher.
Credit Risk
RBI Imposes Restrictions on Another Cooperative Bank
By Editors | 14/01/2020
Sri Guru Raghavendra Sahakara Bank is not allowed to grant or renew loans and advances, make investments, borrow funds or accept fresh deposits.
Conduct, Culture & Accountability
SEBI Launches Fresh Probe into NSE for Data Leak
By Editors | 14/01/2020
The alleged leaks are said to have involved documents related to NSE policy decisions, internal studies and board meeting minutes.
Clearing & Post-Trade
Indian Stock Exchanges Introduce Cross Margining Facilities
By Editors | 13/01/2020
NSE launched the cross-margining facility from Friday (10 January), whereas BSE India will introduce it from Wednesday (15 January).
Structural Regulation
SEBI Issues New Requirements for Gift City Investment Advisers
By Editors | 13/01/2020
Firms providing investment advisory services in Gift City are required to have a net worth of at least $1.5mn.
JOIN OUR NEWSLETTER
An exclusive weekly selection of top stories from the Regulation Asia editorial team.