INTERNATIONAL

The Idiosyncratic Risks of Financial Groups

By Samuel Riding | 28/09/2016

Paper by OECD’s Takahiro Yasui explores corporate governance responses to five main risks.

AML / KYC

Accuity Adds Beneficial Ownership Identification to Bankers Almanac

By Samuel Riding | 28/09/2016

Function identifies beneficial ownership interests of 0.1% or more versus regulatory thresholds of 10% or 20%.

Wells Fargo – An Old-fashioned Failure of Banking Ethics

By Peter Guy | 26/09/2016

Latest violations show the profound disconnect between banks’ senior management, ethics and regulations.

AML / KYC

Fund Managers Struggling with On-boarding Inefficiency, Study Finds

By Samuel Riding | 20/09/2016

Clarient Global report suggests nearly two-thirds of firms have difficulty obtaining client information.

Regulation Should be a Scalpel not a Hammer

By Peter Guy | 19/09/2016

Deutsche Bank’s $14bn fine leaves the public wondering why bank penalties continue to grow with no end in sight.

Forex Allegations Reopen Door to HSBC Prosecution

By Peter Guy | 12/09/2016

Charges against traders and possibly the bank itself will create regulatory and compliance dilemmas.

G20: Reality Meets Regulation for Asian Infrastructure Investment Bank

By Peter Guy | 05/09/2016

Governance and operational transparency will challenge its prestige once operations begin.

Raghuram Rajan – An Untimely Departure

By Editors | 01/09/2016

Regulation Asia publishes excerpts from 2005 Jackson Hole speech as a tribute to departing RBI governor.

AML / KYC

Banks’ Exit from Emerging Markets Hurting AML, CTF Efforts – FSB

By Samuel Riding | 31/08/2016

Report to G20 says funds are being driven underground; cites failures to initiate derivative market reform in China and Korea.