International

    IOSCO Reports on Trading Venue, Intermediary Continuity

    By Samuel Riding | 22/12/2015

    Publications cover trading platform risk mitigation, standards for regulation of intermediaries.

    2015: Fintech is Taken Seriously – Finally

    By Peter Guy | 21/12/2015

    Regulatory and market factors have forced financial institutions to make fintech part of their business strategy. Here’s how the banking landscape might change for better or worse.

    Fund Liquidity Issues Have Little External Impact: IOSCO

    By Samuel Riding | 18/12/2015

    Report concludes most CIS liquidity management measures have no impact beyond the funds involved.

    The Unintended Consequences of Securities Regulation

    By Samuel Riding | 17/12/2015

    IOSCO survey finds market participants see regulatory uncertainty as greatest potential systemic risk.

    Capital / Liquidity

    G-SIBs to Conduct Risk Data Audits in Early 2016

    By Samuel Riding | 17/12/2015

    Basel Committee on Banking Supervision says banks continue to fall short on data aggregation and reporting standards.

    Paul Andrews Appointed Head of IOSCO

    By Samuel Riding | 17/12/2015

    FINRA managing director to take up secretary general post in March.

    FATF to Introduce Special CTF Measures

    By Samuel Riding | 15/12/2015

    Special follow-up measures to be introduced in February alongside meeting to discuss stronger standards.

    Market Infrastructure

    IOSCO Publishes Results of Hedge Fund Survey

    By Samuel Riding | 14/12/2015

    Third report of hedge fund survey finds no liquidity problems under ‘normal’ conditions.

    Basel ‘IV’ to Boost Small Banks

    By Samuel Riding | 11/12/2015

    Proposals would allow non-major banks to reduce interest rates, earn more on loans.

    Out to Get You

    By Peter Guy | 07/12/2015

    Regulators now demand personal liability from bank compliance officers. It’s fuelling suspicion and resentment, and major changes to the compliance role.

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