JAPAN

AML / KYC

Japan FSA Sets Out 2017 Agenda

By Samuel Riding | 01/12/2016

Regulator says to boost cybersecurity, fintech; examine HFT trading regulation.

Japan Issues FI Sales ‘Guidance’

By Samuel Riding | 25/11/2016

Guidelines are designed to protect consumers, avoid conflicts of interest.

Market Infrastructure

JGB T+1 Project Enters Final Phase

By Samuel Riding | 03/11/2016

Bank of Japan says move due by 1Q2018 will help reduce settlement risks.

Japan to Clamp Down on Excessive Sales Quotas

By Samuel Riding | 21/10/2016

Move aims to avoid unreasonable sales targets and abuses similar to those at Wells Fargo.

Market Infrastructure

Japan to Tighten HFT Regulations

By Samuel Riding | 20/10/2016

New rules to cover trader registration and risk-management requirements.

AML / KYC

Japan Regulator Issues Guidelines to Boost Lending

By Samuel Riding | 18/10/2016

Guidelines state banks should focus on lending to companies with growth potential.

Market Infrastructure

Japan to Remove Bitcoin Sales Tax

By Samuel Riding | 13/10/2016

Move expected boost bitcoin growth, reduce administrative costs.

Capital / Liquidity

Japan Issues Regional Bank Guidelines

By Samuel Riding | 05/10/2016

55 criteria are designed to ensure banks support regional economies.

Japan Warns on Pharma, Biotech Insider Trading

By Samuel Riding | 23/09/2016

Regulator suspects doctors and academic personnel are involved in leaking information.