Japan

    Securities / Derivatives

    US Regulator Charges Nomura Traders with Fraud

    By Samuel Riding | 22/05/2017

    Traders alleged to have made extra $750,000 in profit and boosted bonuses while deliberately lying to customers.

    Market Infrastructure

    SGX Confirms Regulatory Subsidiary Chairman

    By Samuel Riding | 07/04/2017

    Professor Tan Cheng Han will take up role in the 3rd quarter this year, exchange says.

    Capital / Liquidity

    Japan’s Big 3 Banking Groups to Issue $84bn in TLAC Bonds – Moody’s

    By Samuel Riding | 05/04/2017

    Bonds will meet requirement that TLAC instruments be equivalent to at least 18% of RWA.

    Japan Regulator Cites Broker for Spoofing

    By Samuel Riding | 20/03/2017

    Regulator says Virgin-islands registered broker manipulated four stocks.

    Market Infrastructure

    Updated – Japan, UK Regulators Agree Fintech Referrals

    By Samuel Riding | 10/03/2017

    JFSA also eyes cross-border rule making on blockchain.

    Capital / Liquidity

    Japan to Audit Regional Banks’ Foreign Debt Exposure

    By Samuel Riding | 09/03/2017

    Probe will also look at senior management involvement in decisions of asset management units.

    Japan FSA to Confirm VM Exemptions

    By Samuel Riding | 01/03/2017

    Banks will not have to post VM in transactions with jurisdictions which have no margin rules or have granted forbearance.

    Market Infrastructure

    Tokyo Exchange to Deploy Machine Learning, AI Surveillance

    By Samuel Riding | 01/03/2017

    Exchange will deploy NEC machine learning, Hitachi AI technology.

    Japan Regulator Issues ‘Culture’ Recommendations

    By Samuel Riding | 21/02/2017

    Seven ‘principles’ designed to ensure financial business operators focus on customer needs.

    Market Infrastructure

    Japan, Iran Agree Joint Supervision

    By Samuel Riding | 15/02/2017

    Letter covers cross-border establishments, includes provisions on information sharing, training.

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