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ESG / Sustainability
Japan FSA Finalises Third Revision of Stewardship Code
By Manesh Samtani | 27/06/2025
The revisions will help to promote collaboration between institutional investors and improve transparency of the identities of beneficial shareholders.
Crypto / Digital Assets
Japan FSA Reviews Regulatory Framework for Crypto Assets
By Manesh Samtani | 25/06/2025
Japan’s FSA proposes to reclassify crypto as financial products, potentially paving the way for Bitcoin ETFs and a flat 20% capital gains tax.
Japan Enacts New Law to Tackle Illegal Online Gambling
By Thisanka Siripala | 24/06/2025
The revised law empowers agencies to request takedowns of online casino ads while expanding public awareness efforts across media and venues.
Japan FSA Refines Assessment Framework for Internal Audit Function
By Thisanka Siripala | 24/06/2025
The FSA’s new report seeks to address industry requests for greater clarity on the specific requirements of the four-stage assessment framework.
Securities / Derivatives
Japan FSA Finalises Rule Change for Proprietary Trading Systems
By Thisanka Siripala | 24/06/2025
The FSA is removing the volume-based reporting requirements for PTS authorisation because there are other transparency measures in place.
AML / KYC
Japan to Require Banks to Use IC Chips for Customer Verification
By Thisanka Siripala | 24/06/2025
Authorities aim to eliminate image-based identity checks in favour of tamper-resistant IC chip scans to prevent fraud.
Enforcement
JPX Exchanges Take Disciplinary Action Against Tachibana Securities
By Thisanka Siripala | 23/06/2025
Tachibana Securities misled elderly investors through improper stock solicitations and excessive fees amid repeated internal oversight failures.
ESG / Sustainability
Japan FSA Publishes Findings from Carbon Market Study Group
By Thisanka Siripala | 23/06/2025
New report outlines considerations to improve the transparency and financial integrity of carbon credit transactions in Japan.
BOJ Study Examines Legal Consequences of AI Errors in Finance
By Thisanka Siripala | 20/06/2025
New BOJ report urges FIs to rethink contracts, customer protections, and governance before embedding AI into core operations.
AML / KYC
Japan: Major Banks Sign Data Sharing Agreement with NPA
By Thisanka Siripala | 19/06/2025
The banks will share information with police on transactions and accounts identified as being linked to fraud.
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