United States

    Securities / Derivatives

    Tokyo, New York Bourses to Promote Cross-border Investment

    By Editors | 23/09/2022

    The NYSE and TSE will collaborate on product development, marketing, information sharing, and the use of digital technologies in market operations.

    Securities / Derivatives

    Chinese Officials in Hong Kong to Assist With PCAOB Inspections

    By Editors | 23/09/2022

    PCAOB inspectors have been in Hong Kong this week to commence audit inspections of US-listed Chinese companies at PwC and KPMG’s offices.

    Securities / Derivatives

    More S&P 500 Firms Disclosing in Line with TCFD – CDP

    By ESG Investor | 22/09/2022

    Over half of S&P 500 firms assessed by CDP are 90-99% aligned with the TCFD key recommendations.

    ESG / Sustainability

    US Banks “Ignoring Climate Emergency” – Reclaim Finance

    By ESG Investor | 22/09/2022

    Reclaim Finance calls on US banks to “immediately complement their net zero pledges with real action and implement robust coal policies”.

    Enforcement

    New York AG Files Fraud Charges Against Trump & Family

    By Editors | 22/09/2022

    The lawsuit says Trump falsified his net worth to obtain more favourable loan terms, cheaper insurance coverage, and tax benefits.

    Market Infrastructure

    Refinitiv Commences Publication of USD IBOR Cash Fallbacks

    By Editors | 22/09/2022

    USD IBOR Cash Fallbacks will be used to transition loans, bonds and securitised products that reference LIBOR and will mature after 30 June 2023.

    Crypto / Digital Assets

    SBI Obtains Singapore Licence to Offer Digital Asset Services

    By Editors | 22/09/2022

    SBI Digital Markets will advise on corporate finance, deal in capital markets products, and provide custodial services.

    Crypto / Digital Assets

    Thailand SEC Issues New Rules on Crypto Custody

    By Editors | 21/09/2022

    Digital asset depository service providers already in business have until 11 October to submit a licence application to the SEC.

    Crypto / Digital Assets

    Binance Set to Secure Crypto Licence for the Philippines

    By Editors | 21/09/2022

    Binance is in late stage talks to buy a Philippine company that already has VASP and electronic money issuer licences.

    Crypto / Digital Assets

    Nasdaq Establishes New Digital Assets Business

    By Editors | 21/09/2022

    The technology that underpins the digital asset ecosystem has the potential to transform markets over the long-term, says Nasdaq’s Adena Friedman.

    JOIN OUR NEWSLETTER

    An exclusive weekly selection of top stories from the Regulation Asia editorial team.