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Enforcement
Hong Kong Jails Masterminds for 'Ramp-And-Dump' Securities Fraud
By Sanday Chongo Kabange | 10/02/2026
The duo used 'WeChat teachers' to promote stocks, then used naked short selling to make HKD 3.3 million in illicit profits.

ESG / Sustainability
Philippines Proposes Mandatory Annual Governance Training for Directors
By Sanday Chongo Kabange | 10/02/2026
New draft rules introduce a new accreditation framework for training providers and speakers, with escalating fines for non-compliance.

Sanctions
US Targets Chinese, Indian Firms in Iran 'Shadow Fleet' Sanctions
By Manesh Samtani | 10/02/2026
The measures name 15 entities and 14 vessels, including shipping managers in Hong Kong, mainland China, and India, for facilitating illicit trade.

Securities / Derivatives
PSE Proposes Rule Changes to Boost Offshore Securities Lending
By Sanday Chongo Kabange | 09/02/2026
The proposed framework aims to align with global standards by allowing offshore collateral management to encourage greater foreign participation in the market.

Enforcement
Korea to Grant Investigative Powers to FSS, with Oversight by FSC
By Manesh Samtani | 06/02/2026
The FSS will gain the right to initiate investigations into market abuse, but under the supervision of the FSC to address concerns over potential overreach.

Securities / Derivatives
Osaka Exchange Selects Technology for Derivatives Platform Overhaul
By Editors | 05/02/2026
The new J-GATE4.0 system, set for 2028, will use Nasdaq trading and surveillance technology to boost market integrity.

Enforcement
US Jails Chinese National for 'Pig Butchering' Crypto Laundering Scheme
By Editors | 05/02/2026
Jingliang Su was sentenced to nearly four years for laundering funds from scams run from Cambodian centres through the Bahamas using Tether.

ESG / Sustainability
Thai SEC to Let ESG Funds Invest in High-Scoring JUMP+ Companies
By Nithya Subramanian | 05/02/2026
New SEC rules will allow ESG funds to invest in companies under the SET’s JUMP+ programme that have high levels of corporate governance, expanding sustainable investment options.

Securities / Derivatives
Singapore Equities Market Review Initiatives Show 'Initial Success'
By Nithya Subramanian | 04/02/2026
Chee Hong Tat told Parliament that early signs of a market revival are emerging, but lasting progress will require a multi-year effort and discipline.

Securities / Derivatives
Thailand Mandates Machine-Readable Portfolio Reporting for Securities Firms
By Mark Johnston | 04/02/2026
The regulator requires operators to provide real-time, digital access to investment data by July 2026 to support long-term planning.
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