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United States
Enforcement
US SEC Charges 10 Firms for Breaking Whistleblower Protection Rule
By Nithya Subramanian | 10/09/2024
A broker-dealer, two investment advisers, and seven public companies used signed agreements to impede the reporting of misconduct to the SEC.
Sanctions
US Lawmakers Accuse Iraq of Facilitating Iran Sanctions Evasion
By Editors | 09/09/2024
Five US members of Congress claim Iraqi officials are involved in “industrial-scale sanctions evasion” on behalf of the Iranian regime.
Sanctions
US to Impose New Export Controls Targeting Advanced Technology
By Editors | 09/09/2024
The new rules target quantum computers and components, advanced chipmaking tools and technology, and various components and software related to metals and metal alloys.
Sanctions
Iran Facing New Sanctions Over Missile Shipments to Russia
By Editors | 09/09/2024
US officials have confirmed the delivery of hundreds of short-range ballistic missiles to Russia. The US and EU intend to respond with sanctions.
Sanctions
Trump Promises to Lift All Russia Sanctions if Re-Elected
By Editors | 09/09/2024
Trump said the move would ensure the continued dominance of the US dollar and prevent Iran, Russia and China from gaining economic power.
Fintech / Regtech
US, EU, UK Sign Legally-binding International Treaty on AI
By Manesh Samtani | 08/09/2024
The international treaty aims to promote innovation while protecting human rights, democracy and the rule of law.
Sanctions
US Issues Sanctions Targeting Russia’s Arctic LNG 2 Project
By Editors | 08/09/2024
Two Indian companies were sanctioned for owning and managing a vessel that engaged in “deceptive shipping practices”.
AML / KYC
DOJ Charges Russian TV Presenter With Violating US Sanctions
By Editors | 08/09/2024
The television presenter and producer for Russia’s state-owned Channel One, along with his wife, were charged for sanctions violations and money laundering.
Crypto / Digital Assets
CFTC Fines Uniswap for Offering Crypto Derivatives Without Registration
By Nithya Subramanian | 06/09/2024
The CFTC’s Ian McGinley said DeFi operators must be vigilant to ensure transactions comply with the law. Two commissioners dissented.
Enforcement
US Charges Six Hamas Leaders for Terrorism, Sanctions Evasion
By Editors | 06/09/2024
The DOJ said Hamas crypto fundraising efforts caused US persons to engage in transactions that violated US sanctions regulations.
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