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LATEST NEWS
ESG / Sustainability
Philippine SEC Adopts ASEAN SRF Standards
By Sanday Chongo Kabange | 14/05/2023
Rules are established to enable local and ASEAN-member investment companies and CIS operators to offer sustainable and responsible funds locally and across the region.
Securities / Derivatives
Korea Offers Tax Benefits to Investors in High Yield Bond Funds
By Editors | 14/05/2023
The incentive is expected to help boost the demand for mid- and low-credit grade corporate bonds in the market.
AML / KYC
US SEC Fines Philips for Corrupt Practices in China
By Editors | 14/05/2023
Dutch medical supplier engaged in “improper” conduct and bidding practices to sell its medical technology products in China.
MAS Reappoints Ravi Menon as Head for Two More Years
By Editors | 14/05/2023
Menon will serve as Managing Director until 31 May 2025 or his retirement from the Singapore Public Service, whichever is earlier.
Capital / Liquidity
Hong Kong Roundtable: Bankers Explore Evolving Risk Landscape
By Editors | 14/05/2023
Regulation Asia and Wolters Kluwer held a roundtable with Hong Kong bankers to discuss the evolving risk landscape in the city.
AML / KYC
Philippine AMLC Issues New Sanctions Screening Guidance
By Editors | 13/05/2023
An AMLC review found deficiencies including excessive manual processes, high false positives, and a lack of understanding of how sanctions screening systems operate.
Capital / Liquidity
California Regulator Concludes Reviews into SVB Failure
By Editors | 13/05/2023
In the years leading up to SVB’s failure, DPFI identified deficiencies at the bank, but “did not take adequate steps” to ensure they were resolved quickly.
ESG / Sustainability
Stewardship Dialogue Must be Ongoing – FCA
By ESG Investor | 13/05/2023
UK regulator seeks evidence of barriers to collaborative engagement, expects consultation responses to feed into review of ‘macro’ stewardship.
Fintech / Regtech
Key Committees in EU Parliament Vote to Adopt “AI Act”
By Editors | 13/05/2023
The rules are aimed at supporting AI innovation while also protecting rights, strengthening oversight, and ensuring mature governance and enforcement.
Crypto / Digital Assets
Jane Street, Jump Crypto to Scale Down US Crypto Business
By Editors | 13/05/2023
Jane Street Group and Jump Crypto are the latest firms to scale down US operations, citing regulatory uncertainty.
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