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Big Picture
Digital Dollar Project Calls for US Leadership on CBDC Standard Setting
By Mark Johnston | 30/01/2023
The US’s cautious approach to CBDCs could negatively impact the domestic economy, threaten the dollar’s dominance and have implications for sanctions evasion.
Market Infrastructure
India Completes Transition to T+1 Settlement Cycle
By Editors | 30/01/2023
The final phase of India’s T+1 transition roadmap covered the country’s largest listed securities, which transitioned to the new settlement cycle on Friday.
Sanctions
West Imposes More Iran Sanctions in Response to Protest Handling
By Editors | 29/01/2023
Iran responded with sanctions against EU and UK individuals and entities. IAEA director general Rafael Grossi plans to visit Iran in February for “much needed” political dialogue.
AML / KYC
FinCEN Warns of Sanctions Evasion in Commercial Real Estate
By Editors | 29/01/2023
New FinCEN alert lists potential red flags and typologies involving attempted sanctions evasion in the CRE sector by sanctioned Russians and their proxies.
Securities / Derivatives
Korea FSC Unveils New Risk Rating System for Investment Products
By Editors | 29/01/2023
Due for implementation in Q4, the new system will apply an industry-wide common standard to investment product risk ratings to improve reliability and comparability for investors.
Crypto / Digital Assets
FBI Confirms DPRK Hackers Behind $100m Horizon Bridge Crypto Theft
By Editors | 29/01/2023
The FBI was able to freeze a portion of the stolen funds, in coordination with some virtual asset service providers.
Laos Closes All Non-State Currency Exchange Channels
By Editors | 29/01/2023
Currency exchange transactions in Laos can now only be done through state-run banks. The move has resulted in nationwide business disruptions.
Enforcement
Korea FSC Issues Guidelines on Employee Personal Trading
By Editors | 29/01/2023
Financial firms should strengthen their internal controls and pre-trade checks to ensure executives and employees are not using “borrowed” accounts for personal trading.
Fintech / Regtech
BOJ Examines Use of Privacy Enhancing Technologies for CBDC
By Mark Johnston | 29/01/2023
A CBDC could be supported by the use of privacy-enhancing technologies to anonymise data while still allowing for AML/CFT analysis, the BOJ says.
ESG / Sustainability
ESMA Under Pressure on ESG Fund Labelling Rules
By ESG Investor | 27/01/2023
European financial regulator faces up to criticisms of its plans for ESG label rules, with concerns focusing on the EU’s SFDR.
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