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AML / KYC
Thailand Telecoms Must Comply with Scam Prevention Rule
By Editors | 13/09/2022
Telecom operators may not allow customers to register more than 5 SIM cards without ID. Daily penalties will start applying for non-compliance.
AML / KYC
Five Korean Crypto Exchanges Face AML Penalties
By Editors | 12/09/2022
Most of the funds involved in Woori and Shinhan’s suspicious wire transfers came from five crypto exchanges and were not reported.
Crypto / Digital Assets
CME Group Announces Launch Of Ether Options
By Editors | 12/09/2022
The new options contract is being launched in anticipation of the upcoming Ethereum Merge, which CME sees as a “potentially game-changing update”.
AML / KYC
US Treasury Issues Guidance on Russian Oil Price Cap
By Manesh Samtani | 12/09/2022
The price cap on Russian crude starts in December. India and China import over half of Russia’s seaborne oil. Nord Stream 1 is closed.
Securities / Derivatives
RBI Warns Against Use of Unauthorised FX Platforms
By Editors | 12/09/2022
The RBI lists 34 FX trading platforms it says are not authorised to operate in India. The list include FXCM, XTB, TD Ameritrade, eToro, and IG Markets.
Securities / Derivatives
HKEX is Preparing for IPO Wave by Streamlining IPO Processes
By Editors | 12/09/2022
Chairwoman Laura Cha revealed that HKEX has over 170 IPO applications from companies, but many are waiting for market conditions to improve before listing.
New Bank Disclosure Requirements Deferred Three Months: RBNZ
By Editors | 12/09/2022
The changes to bank assurance reports will come into force for reporting dates starting from 31 December 2022, three months later than planned.
Securities / Derivatives
Korea: FSS Governor Puts Accounting Industry on Notice
By Manesh Samtani | 12/09/2022
The FSS will intensify its supervision of the accounting sector and punish serious irregularities to raise audit quality and industry professionalism.
ESG / Sustainability
MAS, SGX Launch Digital Disclosure Portal for ESG Data
By Manesh Samtani | 12/09/2022
ESGenome will reduce the effort required of listed entities to report on sustainability, assess impact, and drive informed decision making.
Securities / Derivatives
ASIC Highlights Industry Action to Correct Misleading Fund Marketing
By Sanday Chongo Kabange | 12/09/2022
Responsible entities and trustees voluntarily took action once ASIC expressed concerns over their funds’ marketing materials.
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