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LATEST NEWS
Sanctions
Russia Expected to Retaliate Against Asset Confiscation
By Manesh Samtani | 06/05/2024
Confiscation of Russia’s frozen foreign reserves could result in foreign-owned private assets being seized.
Securities / Derivatives
SEBI Revamps Supervisory Framework for Analysts, Advisers
By Ajoy K Das | 05/05/2024
Under the new framework, stock exchanges can apply to be recognised as administrative and supervising bodies for research analysts and investment advisers.
Enforcement
Korea FSS Set to Issue Interim Findings from Short Selling Probe
By Sanday Chongo Kabange | 05/05/2024
Ten global investment banks including Nomura and Credit Suisse are expected to face fines totalling more than $73.7mn.
Securities / Derivatives
China Stock Exchanges Finalise New Rules on Listing Access
By Editors | 05/05/2024
The rules say more on-site inspections of listing applicants will be conducted and a risk warning will be introduced for companies that underpay dividends.
Securities / Derivatives
CSRC Revises STAR Market Criteria to Boost R&D Investment
By Mark Johnston | 05/05/2024
The guidelines were revised to require STAR Market companies to have more R&D investment, more invention patents and a higher income growth rate.
AML / KYC
EBA’s New AML Database Set to Start Receiving Personal Data
By Editors | 05/05/2024
EuReCA was launched by the EBA in January 2022, but has so far not yet been able to collect personal data from EU supervisors.
Sanctions
UK Treasury Publishes Additional Guidance on Sanctions
By Editors | 05/05/2024
The FAQs cover specific sanctions regimes and countries, licensing, and the Russia oil services ban, among other areas.
Sanctions
UK Issues Further Sanctions Over Settler Violence in West Bank
By Editors | 05/05/2024
The UK sanctioned two groups and four individuals for violence against Palestinians in the West Bank.
Capital / Liquidity
RBI Proposes Higher Provisions for Projects Under Construction
By Ajoy K Das | 05/05/2024
The RBI proposes to require higher provisions for financing of projects in the construction phase, even if not overdue or stressed.
Securities / Derivatives
SEBI Eases Rules to Enable Digital Onboarding by Portfolio Managers
By Ajoy K Das | 04/05/2024
A requirement for distributors of portfolio management services to register with the APMI is also being mandated.
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