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Securities / Derivatives
Taiwan FSC Conducting Inspections at ETF Issuers – Report
By Editors | 18/03/2024
One of the areas the FSC is scrutinising is the use of online influencers by fund houses to promote their products.
Fintech / Regtech
China UnionPay Launches Project to Optimise Payment Services
By Editors | 18/03/2024
China UnionPay will spend CNY 3 billion on acceptance terminal upgrades, signage placement and publicity in key cities.
Enforcement
China: Police Take “Criminal Coercive Measures” Against Zhongzhi Execs
By Mark Johnston | 18/03/2024
A criminal probe against Zhonzhi was launched in November 2023 after the company, which controls several asset and wealth management firms, said it was “severely insolvent”.
Japan to Offer Investment Visas to Venture Capitalists – Report
By Editors | 18/03/2024
A new five-year residency visa will reportedly be available to angel investors and venture capitalists in the next few months.
Enforcement
FSC Korea to Take Hana CEO DLF Case to Supreme Court
By Editors | 18/03/2024
The FSC has decided to appeal a High Court ruling that nullified a reprimand warning imposed on Hana Financial Group CEO Ham Young-joo in 2020.
Partner Content
True Cost of Financial Crime Compliance Study – APAC
By | 18/03/2024
[Partner Content] – Explore APAC financial crime compliance costs in our survey covering Australia, China, India, Japan, and Singapore. Projections indicate total costs nearing $45B in 2023.
Capital / Liquidity
APRA Paper Offers Justification for Lower IRB Risk Weights
By Manesh Samtani | 18/03/2024
APRA explains why the difference in risk-weights for housing lending between IRB and standardised banks is appropriate.
ESG / Sustainability
UNDP, MAS, GLEIF Launch Whitepaper on Project Savannah
By Ranamita Chakraborty | 18/03/2024
The whitepaper details Project Savannah’s goals and strategy for empowering MSMEs in sustainability reporting through three key pillars.
Enforcement
CSRC Unveils New Policies for Boosting Stock Market Quality
By Manesh Samtani | 18/03/2024
The policies tighten the rules for IPO applicants, increase oversight of listed companies, and impose obligations on brokers and investment banks.
AML / KYC
SFC Issues Fresh Warning Against Unlicensed Crypto Firm MEXC
By Sanday Chongo Kabange | 18/03/2024
This is the second warning the SFC has issued against MEXC. Regulators in Korea, Japan, India and Germany have also warned against MEXC.
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