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ASIC Publishes Results of New Reviews of HFT and Dark Liquidity
By Editors | 26/10/2015
ASIC releases report examining the impact of high-frequency trading on Australian equity and futures markets and dark liquidity on Australian equity markets.
ASIC Extends Deadline for Phase 3B Reporting Entities
By Editors | 11/10/2015
The Australian Securities and Investment Commission has extended the deadline for Phase 3B Reporting Entities to start reporting derivative transactions until December 4, 2015.
ASIC Reports on Market Integrity Achievements
By Editors | 07/10/2015
Report highlights continued investment in technology as a main factor helping it to identify complex crimes and patterns of behaviour.
ASIC Consults on Preserving Eight Class Orders
By Editors | 02/10/2015
The Australian Securities and Investment Commission has released two consultation papers proposing to remake eight class orders that are due to expire over the next three years.
New ASIC Funding Proposal May Hurt Stockbrokers
By Editors | 26/09/2015
The Stockbrokers Association of Australia has warned that proposals to increase industry funding of the corporate regulator may impose greater costs on brokerage firms, prompting more industry rationalisation and stifling innovation.
Bank of Queensland Investigated by ASIC over Compliance Failures
By Editors | 23/09/2015
The Australian Securities and Investment Commission has concerns over its risk management and compliance systems.
ASIC Sees Opportunities with Blockchain Technology
By Editors | 21/09/2015
Australian Securities and Investment Commission chairman Greg Medcraft says the emergence of blockchain technology has the potential to change the existing financial system.
Australia Bank Funding Costs Set to Increase
By Editors | 19/09/2015
The Australian Prudential Regulatory Authority has said banks will need to fund themselves with more expensive long-term debt over time to reduce risk to the financial system.
ASIC Urges Licensed Entities to Resolve Compliance Issues
By Editors | 16/09/2015
The Australian Securities and Investment Commission has identified compliance failures by responsible entities and superannuation trustees.
Australia Commissions Capabilities Review of ASIC
By Editors | 11/09/2015
Australia’s government has commissioned a capabilities review to to examine, and make recommendations on how efficiently and effectively ASIC operates.
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