AUSTRALIAN SECURITIES AND INVESTMENTS COMMISSION

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    Enforcement

    ASIC Sues Wiluna Mining Over 2022 Disclosure Breaches

    By Sanday Chongo Kabange | 15/04/2025

    Wiluna Mining announced in June 2022 that it had raised A$57.3mn when only A$50.3mn of funds were actually received.

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    Uncategorised

    Additional Victims Identified in Super Fund Cyber Attack

    By Editors | 15/04/2025

    An additional six AustralianSuper accounts were found to have lost a combined AUD 250,000, bringing the total losses to AUD 750,000.

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    ASIC Consults on Plan to Publish Breach and Complaints Data

    By Sanday Chongo Kabange | 11/04/2025

    ASIC proposes to publish regulated firms’ breach and complaints data in H2 this year to enhance transparency and accountability.co

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    AML / KYC

    ASIC Registry Upgrade Project to Include “Director ID Linking”

    By Thisanka Siripala | 10/04/2025

    As part of its RegistryConnect programme, ASIC is working on linking the director ID register with the Companies Register.

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    Enforcement

    RBA “Lost Confidence” in ASX Months Before December Outage – Report

    By Sanday Chongo Kabange | 10/04/2025

    The RBA had warned ASX in a September 2024 confidential that it had lost confidence in the exchange’s ability to manage its operations and risks.

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    Market Infrastructure

    ASX Faces Renewed Resistance on Dual-Class Shares Proposal

    By Thisanka Siripala | 08/04/2025

    ASX is seeking to introduce dual-class shares to attract more listing candidates but there are concerns that some shareholders would be given too much power.

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    Enforcement

    Time to Get Serious About Culture Risk Governance & Supervision

    By Stephen Scott | 08/04/2025

    More than five years after the Hayne Royal Commission, Australians are grappling with twin crises at ANZ and ASX, writes Stephen Scott.

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    AML / KYC

    AUSTRAC v Entain: Key Lessons for Anti-Money Laundering Teams

    By Nathan Lynch | 04/04/2025

    AUSTRAC’s case against global sports betting behemoth Entain provides a raft of warnings for AML compliance teams, writes Nathan Lynch.

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    ASIC Criticises Super Funds for Poor Claims Handling

    By Sanday Chongo Kabange | 01/04/2025

    ASIC has identified a range of issues including excessive delays, poor customer service and ineffective claims handling procedures for death claims.

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    ESG / Sustainability

    ASIC Issues New Guidance on Sustainability Reporting

    By Sanday Chongo Kabange | 01/04/2025

    The guidance has new sections on climate scenario analysis, scope 3 disclosues, and more specific guidance for directors of reporting entities.

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