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Enforcement
ASIC Sues Wiluna Mining Over 2022 Disclosure Breaches
By Sanday Chongo Kabange | 15/04/2025
Wiluna Mining announced in June 2022 that it had raised A$57.3mn when only A$50.3mn of funds were actually received.
Uncategorised
Additional Victims Identified in Super Fund Cyber Attack
By Editors | 15/04/2025
An additional six AustralianSuper accounts were found to have lost a combined AUD 250,000, bringing the total losses to AUD 750,000.
ASIC Consults on Plan to Publish Breach and Complaints Data
By Sanday Chongo Kabange | 11/04/2025
ASIC proposes to publish regulated firms’ breach and complaints data in H2 this year to enhance transparency and accountability.co
AML / KYC
ASIC Registry Upgrade Project to Include “Director ID Linking”
By Thisanka Siripala | 10/04/2025
As part of its RegistryConnect programme, ASIC is working on linking the director ID register with the Companies Register.
Enforcement
RBA “Lost Confidence” in ASX Months Before December Outage – Report
By Sanday Chongo Kabange | 10/04/2025
The RBA had warned ASX in a September 2024 confidential that it had lost confidence in the exchange’s ability to manage its operations and risks.
Market Infrastructure
ASX Faces Renewed Resistance on Dual-Class Shares Proposal
By Thisanka Siripala | 08/04/2025
ASX is seeking to introduce dual-class shares to attract more listing candidates but there are concerns that some shareholders would be given too much power.
Enforcement
Time to Get Serious About Culture Risk Governance & Supervision
By Stephen Scott | 08/04/2025
More than five years after the Hayne Royal Commission, Australians are grappling with twin crises at ANZ and ASX, writes Stephen Scott.
AML / KYC
AUSTRAC v Entain: Key Lessons for Anti-Money Laundering Teams
By Nathan Lynch | 04/04/2025
AUSTRAC’s case against global sports betting behemoth Entain provides a raft of warnings for AML compliance teams, writes Nathan Lynch.
ASIC Criticises Super Funds for Poor Claims Handling
By Sanday Chongo Kabange | 01/04/2025
ASIC has identified a range of issues including excessive delays, poor customer service and ineffective claims handling procedures for death claims.
ESG / Sustainability
ASIC Issues New Guidance on Sustainability Reporting
By Sanday Chongo Kabange | 01/04/2025
The guidance has new sections on climate scenario analysis, scope 3 disclosues, and more specific guidance for directors of reporting entities.
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