CHINA SECURITIES REGULATORY COMMISSION

Market Infrastructure

China: NFRA, CSRC Publish New Details on Scope of Responsibilities

By Editors | 16/11/2023

The NFRA was established in May as a new body to oversee all sectors of the financial industry, except securities, though it is absorbing investor protection responsibilities from the CSRC.

Securities / Derivatives

CSRC Revises Regulations Governing Inspections of IPO Applicants

By Editors | 14/11/2023

The revised regulations aim to strengthen the supervision of information disclosure of IPO companies, the regulator said.

Enforcement

CSRC Probes Singapore Unit of Chinese PE Firm Hillhouse Capital

By Editors | 13/11/2023

The CSRC is investigating whether HHLR Management violated share transfer rules by disposing of shares in LONGi Green Energy Technology.

Fintech / Regtech

CSRC Seeks Greater Standardisation in Securities, Futures Industry

By Editors | 13/11/2023

Greater standardisation will ultimately reduce overall costs to market participants in the securities and futures industry, the CSRC said.

Securities / Derivatives

CSRC Asks Brokers to Curb Leverage Bets by Hedge Funds – Report

By Editors | 10/11/2023

The CSRC is concerned that excessive leverage could cause excessive market risks, especially in a volatile stock market environment.

Securities / Derivatives

China Regulators Have Upbeat Message for Market Participants

By Editors | 09/11/2023

China will continue opening up its markets and supporting vulnerable parts of the economy. Two new foreign-funded insurance brokerage companies were approved this week.

Capital / Liquidity

Finance Leaders Highlight Risks, Opportunities at Key Hong Kong Summit

By Manesh Samtani | 08/11/2023

Chinese vice premier He Lifeng pledged continued support for Hong Kong. CSRC vice chairman Wang Jianjun discussed efforts to further expand Stock Connect.

Capital / Liquidity

CSRC Proposes to Relax Capital Rules for Securities Firms

By Editors | 07/11/2023

The proposal adjusts the way securities firms calculate risk weightings, effectively reducing their capital requirements and allowing them to deploy more funds into the capital market.

Securities / Derivatives

Zhengzhou Exchange Launches Six New Commodity Options

By Editors | 24/10/2023

ZCE started trading options contracts staple fiber, soda ash, apples, manganese silicon, ferrosilicon and urea.