CHINA SECURITIES REGULATORY COMMISSION

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    AML / KYC

    CSRC Official Faces Criminal Prosecution for Corruption

    By Editors | 15/01/2023

    The former head of the CSRC’s Shandong branch was found to have accepted gifts and bribes and engaged in illegal stock trading.

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    Securities / Derivatives

    CSRC to Prevent IPOs from Firms in Non-Strategic Sectors

    By Editors | 11/01/2023

    The move is aimed at channelling resources into sectors that align with the national agenda, such as information technology and advanced manufacturing.

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    Securities / Derivatives

    CSRC Proposes New Position Management Rules for Futures Market

    By Editors | 04/01/2023

    The proposed rules empower futures exchanges to impose position limits and reporting requirements on market participants. Position limit exemptions may be granted for hedging activities.

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    Enforcement

    CSRC Bars Two Online Brokers from Onboarding Mainland Investors

    By Editors | 04/01/2023

    Futu Holdings and Tiger Brokers have been offering offshore trading services to mainland clients though they are not licensed in China.

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    Securities / Derivatives

    CSRC Proposes Enhanced Rules for Stock Options Trading

    By Editors | 03/01/2023

    The rules allow futures companies to conduct market-making activities for stock options and require stock exchanges to supervise programmatic trading activities.

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    Securities / Derivatives

    Dalian Exchange Opens Soy Derivatives to Foreign Traders

    By Editors | 03/01/2023

    Foreign investors can trade futures and options in No 1 Soybean, No 2 Soybean, Soybean meal, and Soybean oil.

    Enforcement

    China to Crack Down on Illegal Stock Recommendations

    By Editors | 30/12/2022

    Regulators are targeting online information, accounts, website platforms and mobile apps being used to make stock recommendations illegally.

    Securities / Derivatives

    CSRC to Allow Backdoor Listings by Property Developers

    By Editors | 27/12/2022

    The measure is one of several outlined at a recent meeting to bolster the property sector and the capital market in the year ahead.

    Securities / Derivatives

    SHFE Launches Trading in Steel Rebar, Silver Options

    By Editors | 27/12/2022

    Rebar futures were listed as early as 2009, and silver futures in 2012. With the two new options products, SHFE now offers 20 futures varieties and 8 options varieties.

    Securities / Derivatives

    Guangzhou Futures Exchange Launches Silicon Derivatives

    By Editors | 23/12/2022

    GFEX is the world’s first exchange to trade silicon derivatives. This is also the exchange’s first product launch.

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